|4Nov 10, 5:20 PM ET

Kleinman Mitchell B 4

4 · KBW, INC. · Filed Nov 10, 2009

Insider Transaction Report

Form 4
Period: 2009-11-09
Kleinman Mitchell B
General Counsel
Transactions
  • Disposition to Issuer

    Common Stock, par value $0.01 per share

    2009-11-09$28.24/sh3,608$101,890284,800 total
Footnotes (1)
  • [F1]Constitutes portion of shares which vested on November 9, 2009 that were withheld from reporting person in order to fund applicable withholding taxes. Value of shares withheld equals estimated taxes due as a result of the vesting event.

Documents

1 file
  • 4
    efc9-1024_ex.xmlPrimary