Dune Acquisition Holdings LLC 4
4 · Dune Acquisition Corp · Filed Dec 8, 2023
Insider Transaction Report
Form 4
Dune Acquisition Holdings LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2023-09-20+4,312,500→ 4,312,500 total - Conversion
Class B Common Stock
2023-09-20−4,312,500→ 0 total→ Class A Common Stock (4,312,500 underlying)
Footnotes (3)
- [F1]Pursuant to an Exchange Agreement entered into by Dune Acquisition Holdings LLC and the Issuer (the "Sponsor Exchange Agreement"), on September 20, 2023, Dune Acquisition Holdings LLC exchanged 4,312,500 shares of the Issuer's Class B Common Stock on a one-for-one basis for 4,312,500 shares of the Issuer's Class A Common Stock, which are subject to the same restrictions as applied to the Class B Common Stock prior to the exchange, on the terms and conditions set forth in the Sponsor Exchange Agreement.
- [F2]The shares of Class B common stock have no expiration date.
- [F3]Dune Acquisition Holdings LLC is the record holder of the securities reported herein. Carter Glatt is the manager of Dune Acquisition Holdings LLC and has voting and investment discretion with respect to the securities held of record by Dune Acquisition Holdings LLC. Mr. Glatt disclaims any beneficial ownership of the securities held by Dune Acquisition Holdings LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.