4//SEC Filing
Dune Acquisition Holdings LLC 4
Accession 0000905148-23-001591
CIK 0001817232other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:37 PM ET
Size
9.6 KB
Accession
0000905148-23-001591
Insider Transaction Report
Form 4
Dune Acquisition Holdings LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2023-09-20+4,312,500→ 4,312,500 total - Conversion
Class B Common Stock
2023-09-20−4,312,500→ 0 total→ Class A Common Stock (4,312,500 underlying)
Glatt Carter
Director10% OwnerOther
Transactions
- Conversion
Class A Common Stock
2023-09-20+4,312,500→ 4,312,500 total - Conversion
Class B Common Stock
2023-09-20−4,312,500→ 0 total→ Class A Common Stock (4,312,500 underlying)
Footnotes (3)
- [F1]Pursuant to an Exchange Agreement entered into by Dune Acquisition Holdings LLC and the Issuer (the "Sponsor Exchange Agreement"), on September 20, 2023, Dune Acquisition Holdings LLC exchanged 4,312,500 shares of the Issuer's Class B Common Stock on a one-for-one basis for 4,312,500 shares of the Issuer's Class A Common Stock, which are subject to the same restrictions as applied to the Class B Common Stock prior to the exchange, on the terms and conditions set forth in the Sponsor Exchange Agreement.
- [F2]The shares of Class B common stock have no expiration date.
- [F3]Dune Acquisition Holdings LLC is the record holder of the securities reported herein. Carter Glatt is the manager of Dune Acquisition Holdings LLC and has voting and investment discretion with respect to the securities held of record by Dune Acquisition Holdings LLC. Mr. Glatt disclaims any beneficial ownership of the securities held by Dune Acquisition Holdings LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
Dune Acquisition Corp
CIK 0001817232
Entity typeother
Related Parties
1- filerCIK 0001823247
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 4:37 PM ET
- Size
- 9.6 KB