4//SEC Filing
Lim Kok Thay 4
Accession 0000905148-24-000949
CIK 0001752828other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:36 PM ET
Size
8.1 KB
Accession
0000905148-24-000949
Insider Transaction Report
Form 4
Celularity IncCELU
Lim Kok Thay
10% Owner
Transactions
- Other
Warrants (Right to Buy)
2024-03-13+300,000→ 300,000 total(indirect: By Resorts World Inc Pte. Ltd.)Exercise: $5.89Exp: 2028-06-20→ Class A Common Stock (300,000 underlying)
Genting Berhad
10% Owner
Transactions
- Other
Warrants (Right to Buy)
2024-03-13+300,000→ 300,000 total(indirect: By Resorts World Inc Pte. Ltd.)Exercise: $5.89Exp: 2028-06-20→ Class A Common Stock (300,000 underlying)
Footnotes (4)
- [F1]On March 13, 2024, the Issuer issued 300,000 warrants to Resorts World Inc Pte. Ltd. ("RWI"), as consideration for RWI's agreement to not exercise its rights and remedies upon the occurrence of any default under an existing loan agreement between RWI and the Issuer until the earlier of (a) the Issuer's obligations in respect of a promissory note between the Issuer and YA II PN, Ltd. have been paid in full, or (b) March 13, 2025 (the "Forbearance Warrant").
- [F2]The quantity of warrants reported herein reflects the Issuer's 1-for-10 reverse stock split that occurred on February 28, 2024.
- [F3]The Forbearance Warrant is immediately exercisable (or, if RWI reasonably determines in its sole discretion that clearance from the Committee on Foreign Investment in the United States is required, the date of such clearance), and can be exercised on a cashless basis.
- [F4]These warrants are held by RWI. Genting Berhad indirectly holds 50% of RWI with the balance 50% indirectly held by Mr. Lim. Each of Genting Berhad and Mr. Lim disclaims beneficial ownership over these securities except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Celularity Inc
CIK 0001752828
Entity typeother
Related Parties
1- filerCIK 0001470308
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 5:36 PM ET
- Size
- 8.1 KB