4//SEC Filing
Millennium Investment & Acquisition Co Inc. 4
Accession 0000905718-15-000013
CIK 0001358656operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:45 PM ET
Size
13.1 KB
Accession
0000905718-15-000013
Insider Transaction Report
Form 4
Fredman Andrew
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001 per share
2014-12-31$0.55/sh−1,370,692$753,881→ 0 total(indirect: See footnotes)
Fir Tree, L.L.C.
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001 per share
2014-12-31$0.55/sh−1,370,692$753,881→ 0 total(indirect: See footnotes)
TANNENBAUM JEFFREY
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001 per share
2014-12-31$0.55/sh−1,370,692$753,881→ 0 total(indirect: See footnotes)
Camellia Partners, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001 per share
2014-12-31$0.55/sh−1,370,692$753,881→ 0 total(indirect: See footnotes)
FIR TREE INC
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001 per share
2014-12-31$0.55/sh−1,370,692$753,881→ 0 total(indirect: See footnotes)
Footnotes (2)
- [F1]The filing of this Form 4 shall not be construed as an admission that Fir Tree, L.L.C., Fir Tree Inc., Camellia Partners, LLC, Jeffrey Tannenbaum or Andrew Fredman (the "Reporting Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.0001 (the "Common Stock"), of Millennium Investment & Acquisition Company Inc. (the "Issuer") owned by Fir Tree Value Master Fund, L.P., a Cayman Islands exempted limited partnership ("Fir Tree Value"), or Fir Tree Capital Opportunity Master Fund, LP, a Cayman Islands exempted limited partnership ("Fir Tree Capital Opportunity"). Pursuant to Rule 16a-1 of the Exchange Act, the Reporting Persons disclaim such beneficial ownership.
- [F2]Fir Tree, L.L.C., the general partner of Fir Tree Value, Camellia Partners, LLC, the general partner of Fir Tree Capital Opportunity, and Fir Tree Inc., the investment manager of both Fir Tree Value and Fir Tree Capital Opportunity, held indirectly the Common Stock through the accounts of Fir Tree Value and Fir Tree Capital Opportunity; Jeffrey Tannenbaum, the principal of Fir Tree, L.L.C., Fir Tree Inc. and Camellia Partners, LLC, and Andrew Fredman, a principal of Camellia Partners, LLC, at the time of purchase, controlled the disposition and voting of the Common Stock. Fir Tree, L.L.C. receives a performance-based allocation and Fir Tree Inc. receives an asset-based fee from Fir Tree Value. Camellia Partners, LLC receives a performance-based allocation and Fir Tree Inc. receives an asset-based fee from Fir Tree Capital Opportunity.
Documents
Issuer
Millennium Investment & Acquisition Co Inc.
CIK 0001358656
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001358656
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 3:45 PM ET
- Size
- 13.1 KB