Presbia PLC 4
4 · Presbia PLC · Filed Apr 14, 2017
Insider Transaction Report
Form 4
Presbia PLCLENS
LOSHITZER ZOHAR
DirectorChief Bus. Development Officer
Transactions
- Award
Ordinary Shares
2017-03-13+12,738→ 378,960 total - Exercise of In-Money
Ordinary Shares
2017-03-08$3.00/sh+502$1,506→ 2,002 total(indirect: By Trust) - Exercise of In-Money
Ordinary Shares
2017-03-08$3.00/sh+670$2,010→ 2,670 total(indirect: By Dorothea Segal Loshitzer custodian for Daniel Loshitzer UTMA of California) - Exercise of In-Money
Subscription Rights (Right to Buy)
2017-03-08+1,999→ 0 total(indirect: By Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California)Exercise: $3.00From: 2017-02-06Exp: 2017-03-08→ Ordinary Shares (670 underlying) - Exercise of In-Money
Ordinary Shares
2017-03-08$3.00/sh+670$2,010→ 2,670 total(indirect: By Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California) - Exercise of In-Money
Subscription Rights (Right to Buy)
2017-03-08+1,498→ 0 total(indirect: By Trust)Exercise: $3.00From: 2017-02-06Exp: 2017-03-08→ Ordinary Shares (502 underlying) - Exercise of In-Money
Subscription Rights (Right to Buy)
2017-03-08+1,999→ 0 total(indirect: By Dorothea Segal Loshitzer custodian for Daniel Loshitzer UTMA of California)Exercise: $3.00From: 2017-02-06Exp: 2017-03-08→ Ordinary Shares (670 underlying)
Footnotes (6)
- [F1]On March 13, 2017, the Reporting Person was granted 12,738 restricted ordinary shares, which vest on March 13, 2018.
- [F2]On March 8, 2017, the Zohar Loshitzer Revocable Trust delivered to the Issuer an irrevocable notice of exercise of its subscription rights to purchase 502 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017.
- [F3]On March 8, 2017, Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California delivered to the Issuer an irrevocable notice of exercise of her subscription rights to purchase 670 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017.
- [F4]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]On March 8, 2017, Dorothea Segal Loshitzer custodian for Daniel Loshitzer UTMA of California delivered to the Issuer an irrevocable notice of exercise of her subscription rights to purchase 670 Ordinary Shares, together with payment of the requisite fee, pursuant to the rights offering set forth in the Prospectus filed pursuant to Rule 424(b)(4), filed with the SEC on January 27, 2017, as amended February 23, 2017.
- [F6]Each subscription right entitled its holder to purchase 0.335297256 Ordinary Shares at a subscription price of $3.00 per whole Ordinary Share.