Home/Filings/4/0000905718-19-000515
4//SEC Filing

Rounsaville Guy JR 4

Accession 0000905718-19-000515

CIK 0001611110other

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 7:58 PM ET

Size

9.7 KB

Accession

0000905718-19-000515

Insider Transaction Report

Form 4
Period: 2019-05-10
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2019-05-109,8600 total
    Class A Common Stock (9,860 underlying)
  • Award

    Restricted Stock Units

    2019-06-05+12,54412,544 total
    Class A Common Stock (12,544 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2019-05-10+9,86025,581 total
Footnotes (4)
  • [F1]Each restricted stock unit converted into Class A common stock of the issuer on a one-for-one basis.
  • [F2]The restricted stock units vested on May 10, 2019.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of issuer Class A common stock.
  • [F4]The restricted stock units vest on May 29, 2020, provided, however, that in the event that a change in control occurs prior to such time as the restricted stock units have fully vested, the Reporting Person shall fully vest in such portion of the restricted stock units as is determined by multiplying the number of restricted stock units by a fraction, the numerator of which is the number of days elapsed between May 29, 2019 and the date of the change in control (but in any event no more than 365) and the denominator of which is 365.

Issuer

MEDLEY MANAGEMENT INC.

CIK 0001611110

Entity typeother

Related Parties

1
  • filerCIK 0001510317

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 7:58 PM ET
Size
9.7 KB