4//SEC Filing
iVOW, Inc. 4
Accession 0000906344-06-000365
CIK 0001035181operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 8:47 PM ET
Size
9.0 KB
Accession
0000906344-06-000365
Insider Transaction Report
Form 4
iVOW, Inc.IVOW
TONEY C FRED
Director10% Owner
Transactions
- Conversion
Warrant to Purchase Common Stock
2006-06-22$3.00/sh−266,666$799,998→ 0 total(indirect: See footnotes)Exercise: $1.40From: 2005-07-26Exp: 2010-07-26→ Common Stock (266,666 underlying) - Conversion
Common Stock
2006-06-27$1.40/sh+266,666$373,332→ 870,924 total(indirect: See footnotes)
Footnotes (4)
- [F1]The securities reported on this Form are held by: (i) MedCap Partners, L.P.; and (ii) an offshore investment limited partnership (collectively, the "Partnerships"). MedCap Management & Research LLC ("MMR"), a registered investment advisor, is the general partner and investment manager of the Partnerships. C. Fred Toney, the reporting person, is the managing member of MMR. Each of Mr. Toney and MMR expressly disclaim beneficial ownership in these securities, except to the extent of their pecuniary interest therein.
- [F2]As a holder of more than 10% of the issuer's common stock for Section 16 purposes, MedCap Partners is separately reporting this transaction in the issuer's securities on a Form 4 filed concurrently herewith. C. Fred Toney was a director of the issuer at the time of the transaction. He resigned from that position on September 20, 2006.
- [F3]The exercise price of the warrants reported as exercised on this Form 4 was reduced from $3.00 per share to $1.40 per share in connection with an exchange tender offer by the issuer consummated on June 12, 2006.
- [F4]The warrants reported as exercised on this Form were originally sold to the reporting person as units consiting of 1 share of common stock and a warrant exercisable for 1 share of common stock for a price of $3.00 per unit (on a split-adjusted basis).
Documents
Issuer
iVOW, Inc.
CIK 0001035181
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001035181
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 8:47 PM ET
- Size
- 9.0 KB