4//SEC Filing
MMC ENERGY, INC. 4
Accession 0000906344-07-000699
CIK 0001312206operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 7:56 PM ET
Size
20.2 KB
Accession
0000906344-07-000699
Insider Transaction Report
Form 4
MMC ENERGY, INC.MMCY.OB
Stephens Investment Management, LLC
10% Owner
Transactions
- Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+196$723→ 2,503,306 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+135$498→ 2,503,110 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+219$808→ 2,503,525 total(indirect: By Orphan Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+192$703→ 2,502,384 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+279$1,021→ 2,502,663 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+312$1,142→ 2,502,975 total(indirect: By Orphan Fund, L.P.)
Transactions
- Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+312$1,142→ 2,502,975 total(indirect: By Orphan Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+135$498→ 2,503,110 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+196$723→ 2,503,306 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+192$703→ 2,502,384 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+279$1,021→ 2,502,663 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+219$808→ 2,503,525 total(indirect: By Orphan Fund, L.P.)
Transactions
- Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+279$1,021→ 2,502,663 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+196$723→ 2,503,306 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+192$703→ 2,502,384 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+219$808→ 2,503,525 total(indirect: By Orphan Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+312$1,142→ 2,502,975 total(indirect: By Orphan Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+135$498→ 2,503,110 total(indirect: By Nanocap Fund, L.P.)
Transactions
- Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+192$703→ 2,502,384 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+279$1,021→ 2,502,663 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-02$3.66/sh+312$1,142→ 2,502,975 total(indirect: By Orphan Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+135$498→ 2,503,110 total(indirect: By Nanocap Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+196$723→ 2,503,306 total(indirect: By Nanocap Qualified Fund, L.P.) - Purchase
Common Stock, $.001 par value per share
2007-11-05$3.69/sh+219$808→ 2,503,525 total(indirect: By Orphan Fund, L.P.)
Footnotes (3)
- [F1]These securities are held directly by Orphan Fund, L.P. ("Orphan Fund"), Nanocap Qualified Fund, L.P. ("Nanocap Qualified") and Nanocap Fund, L.P. ("Nanocap Fund"), U.S. investment limited partnerships (collectively, the "Partnerships"), none of which, for Section 16 purposes, is itself the beneficial owner of more than 10% of the issuer's common stock. 1,068,722 shares of common stock reported on this Form 4 are beneficially held by Orphan Fund, 850,157 shares are beneficially held by Nanocap Qualified and 584,646 shares are beneficially held by Nanocap Fund (after giving effect to the transactions reported on this Form 4). (see footnote 2).
- [F2](continued from footnote 1). Stephens Investment Management, LLC ("SIM") is the general partner and investment manager of each of the Partnerships. Paul H. Stephens, P. Bartlett Stephens and W. Bradford Stephens are each managing members and owners of SIM and each also holds limited partnership interests in Nanocap Fund. Paul H. Stephens also holds a limited partnership interest in Orphan Fund. Each of SIM, Paul H. Stephens, P. Bartlett Stephens, W. Bradford Stephens and each Partnership expressly disclaims beneficial ownership in these securities, except to the extent of their respective pecuniary interests therein.
- [F3]Although none of the Partnerships is itself the beneficial owner of more than 10% of the issuer's common stock, SIM and the other reporting persons may be deemed to beneficially own the securities owned by the Partnerships insofar as they may be deemed to have the power to direct the voting or disposition of such securities. The reporting persons have elected therefore to file this Form 4 to report transactions by the Partnerships on an aggregate basis. The filing of this Form 4 should not, however, be deemed an admission by any of the reporting persons that the reporting persons and/or the Partnerships form a group within the meaning of Rule 13d-5(b)(1) and Rule 16a-1(a)(1).
Documents
Issuer
MMC ENERGY, INC.
CIK 0001312206
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001312206
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 7:56 PM ET
- Size
- 20.2 KB