4//SEC Filing
STEPHENS PAUL HARBOUR 4
Accession 0000906344-09-000636
CIK 0001312206other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:51 PM ET
Size
12.7 KB
Accession
0000906344-09-000636
Insider Transaction Report
Form 4
MMC ENERGY, INC.MMCY.OB
Transactions
- Sale
Common Stock
2009-09-16$1.51/sh−214,000$322,455→ 2,386,679 total(indirect: See Footnotes) - Sale
Common Stock
2009-09-18$1.48/sh−230,000$340,400→ 2,156,679 total(indirect: See Footnotes)
Stephens Investment Management, LLC
10% Owner
Transactions
- Sale
Common Stock
2009-09-16$1.51/sh−214,000$322,455→ 2,386,679 total(indirect: See Footnotes) - Sale
Common Stock
2009-09-18$1.48/sh−230,000$340,400→ 2,156,679 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2009-09-16$1.51/sh−214,000$322,455→ 2,386,679 total(indirect: See Footnotes) - Sale
Common Stock
2009-09-18$1.48/sh−230,000$340,400→ 2,156,679 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2009-09-18$1.48/sh−230,000$340,400→ 2,156,679 total(indirect: See Footnotes) - Sale
Common Stock
2009-09-16$1.51/sh−214,000$322,455→ 2,386,679 total(indirect: See Footnotes)
Footnotes (2)
- [F1]These securities reported on this Form 4 are held directly by certain investment limited partnerships (the "Partnerships") for which Stephens Investment Management, LLC ("SIM") is the general partner and investment manager. None of the Partnerships is itself the beneficial owner of more than 10% of the issuer's common stock. Paul H. Stephens, P. Bartlett Stephens and W. Bradford Stephens are each managing members and owners of SIM and each also holds limited partnership interests in certain of the Partnerships. Each of SIM, Paul H. Stephens, P. Bartlett Stephens, W. Bradford Stephens and the Partnerships expressly disclaims beneficial ownership in these securities, except to the extent of their respective pecuniary interests therein.
- [F2]Although none of the Partnerships is itself the beneficial owner of more than 10% of the issuer's common stock, SIM and the other reporting persons may be deemed to beneficially own the securities owned by the Partnerships insofar as they may be deemed to have the power to direct the voting or disposition of such securities. The reporting persons have elected therefore to file this Form 4 to report transactions by the Partnerships on an aggregate basis. The filing of this Form 4 should not, however, be deemed an admission by any of the reporting persons that the reporting persons and/or the Partnerships form a group within the meaning of Rule 13d-5(b)(1) and Rule 16a-1(a)(1).
Documents
Issuer
MMC ENERGY, INC.
CIK 0001312206
Entity typeother
Related Parties
1- filerCIK 0001366264
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:51 PM ET
- Size
- 12.7 KB