LOW PAUL M 4
4 · CAPSTEAD MORTGAGE CORP · Filed Dec 26, 2012
Insider Transaction Report
Form 4
LOW PAUL M
Director
Transactions
- Sale
Common Stock
2012-12-21$12.02/sh−2,400$28,848→ 22,133 total - Sale
Series B Convertible Preferred Stock
2012-12-21$14.37/sh−387$5,561→ 24,000 total→ Common Stock (231.43 underlying) - Sale
Series B Convertible Preferred Stock
2012-12-21$14.45/sh−613$8,858→ 24,387 total→ Common Stock (366.57 underlying) - Sale
Common Stock
2012-12-21$12.01/sh−1,000$12,010→ 24,533 total
Holdings
- 5,000
Nonqualified Director Stock Option (right to buy)
Exercise: $12.87From: 2009-04-15Exp: 2018-05-05→ Common Stock (5,000 underlying) - 380(indirect: By Trust)
Series B Convertible Preferred Stock
→ Common Stock (220.78 underlying) - 5,000
Nonqualified Director Stock Option (right to buy)
Exercise: $10.58From: 2008-04-15Exp: 2017-05-07→ Common Stock (5,000 underlying) - 5,000
Nonqualified Director Stock Option (right to buy)
Exercise: $11.69From: 2010-04-15Exp: 2019-04-30→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]The Capstead $1.26 Cumulative Convertible Preferred Stock, Series B, is traded on the New York Stock exchange under the symbol CMOPRB. The preferred stock is perpetual and is convertible into the Capstead common stock at any time at the stockholder's option. The preferred stock is callable at the option of the company at $12.50 per share and an exercise date and price are not applicable.
- [F2]The shares are held in a trust for the benefit of the Reporting Person's grandson. The Reporting Person is co-trustee and has investment control over the trust.