4//SEC Filing
SWIGGETT JAMES E 4
Accession 0000909654-03-001224
CIK 0001020828other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 6:25 PM ET
Size
16.9 KB
Accession
0000909654-03-001224
Insider Transaction Report
Form 4
SWIGGETT JAMES E
Director
Transactions
- Disposition to Issuer
Common Stock
2003-10-31−7,125→ 0 total(indirect: By Stock Award IV) - Disposition to Issuer
Common Stock
2003-10-31−1,490→ 0 total(indirect: By Stock Award III) - Disposition to Issuer
Non-Statutory Stock Option (right to buy)
2003-10-31−6,118→ 0 totalExercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (6,118 underlying) - Disposition to Issuer
Non-Statutory Stock Option (right to buy)
2003-10-31−27,271→ 0 totalExercise: $18.40From: 2002-06-26Exp: 2011-06-26→ Common Stock (27,271 underlying) - Disposition to Issuer
Common Stock
2003-10-31−4,500→ 0 total(indirect: By Spouse) - Disposition to Issuer
Stock Option (right to buy)
2003-10-31−56,250→ 0 totalExercise: $14.67From: 1999-02-19Exp: 2008-02-19→ Common Stock (56,250 underlying) - Disposition to Issuer
Common Stock
2003-10-31−126,840→ 0 total - Disposition to Issuer
Stock Option (right to buy)
2003-10-31−93,750→ 0 totalExercise: $15.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (93,750 underlying)
Footnotes (10)
- [F1]Since the reporting person's last report 2,747 and 1,447 shares previously held through Stock Award II and Stock Award III, respectively, vested and are now owned directly.
- [F10]This option, which was fully vested, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 42,188 shares of New York Community Bancorp, Inc. common stock for $19.56 per share.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
- [F3]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 95,130 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F4]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 3,375 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F5]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 1,117 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F6]Disposed of pursuant to merger agreement between issuer and New York Community Bancorp, Inc. in exchange for 5,343 shares of New York Community Bancorp, Inc. common stock having a market value of $36.20 per share on the closing date of the merger.
- [F7]This option, which provided for vesting in three equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 4,589 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
- [F8]This option, which provided for vesting in four equal annual installments beginning June 26, 2002, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 20,453 shares of New York Community Bancorp, Inc. common stock for $24.53 per share.
- [F9]This option, which was fully vested, was assumed by New York Community Bancorp, Inc. in the merger and replaced with an option to purchase 70,313 shares of New York Community Bancorp, Inc. common stock for $20.00 per share.
Documents
Issuer
ROSLYN BANCORP INC
CIK 0001020828
Entity typeother
Related Parties
1- filerCIK 0001230148
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 6:25 PM ET
- Size
- 16.9 KB