Earnings Feed
Start Free
Home/Filings/4/0000909654-03-001362
4//SEC Filing

RICCA MARK A 4

Accession 0000909654-03-001362

CIK 0000910073other
View on SEC.govCompany Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 12:27 PM ET

Size

25.0 KB

Accession

0000909654-03-001362

Insider Transaction Report

Form 4
Period: 2003-11-12
NEW YORK COMMUNITY BANCORP INC(NYB)
RICCA MARK A
Executive VP
Transactions
  • Exercise/Conversion

    Common Stock

    2003-11-12$11.53/sh+1,675$19,313→ 42,516 total
  • Exercise/Conversion

    Common Stock

    2003-11-12$8.30/sh+10,755$89,267→ 53,271 total
  • Tax Payment

    Common Stock

    2003-11-12$36.48/sh−2,977$108,586→ 50,294 total
  • Sale

    Common Stock

    2003-11-12$36.62/sh−2,000$73,240→ 48,294 total
  • Sale

    Common Stock

    2003-11-12$36.66/sh−500$18,330→ 47,794 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2003-11-12−10,755→ 0 total
    Exercise: $8.30From: 2000-11-30Exp: 2008-02-23→ Common Stock (10,755 underlying)
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    2003-11-12−1,675→ 0 total
    Exercise: $11.53From: 2003-01-18Exp: 2010-01-18→ Common Stock (1,675 underlying)
Holdings

  • Common Stock

    (indirect: By ESOP)
    12,557

  • Common Stock

    (indirect: By NYCB Employee Savings Plan)
    15,424

  • Incentive Stock Option (right to buy)

    Exercise: $11.53From: 2004-01-18Exp: 2010-01-18→ Common Stock (8,675 underlying)
    8,675

  • Non-Qualified Stock Option (right to buy)

    Exercise: $16.67From: 2002-12-21Exp: 2011-12-21→ Common Stock (20,000 underlying)
    20,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $18.46From: 2003-07-24Exp: 2012-07-24→ Common Stock (40,000 underlying)
    40,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $21.41From: 2004-01-21Exp: 2013-01-21→ Common Stock (80,000 underlying)
    80,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $11.53From: 2002-01-18Exp: 2010-01-18→ Common Stock (6,325 underlying)
    6,325

  • Non-Qualified Stock Option (right to buy)

    Exercise: $8.30From: 2000-11-30Exp: 2008-02-23→ Common Stock (24,665 underlying)
    24,665
Footnotes (17)
  • [F1]On May 21, 2003, the common stock of New York Community Bancorp, Inc. split 4-for-3, resulting in the reporting person's acquisition of 10,210 additional shares of common stock.
  • [F10]This option was previously reported as covering 18,499 shares at an exercise price of $11.06 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F11]This option was previously reported as covering 4,744 shares at an exercise price of $15.37 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F12]This option was previously reported as covering 15,000 shares at an exercise price of $22.23 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F13]This option was previously reported as covering 30,000 shares at an exercise price of $24.61 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F14]This option was previously reported as covering 60,000 shares at an exercise price of $28.54 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F15]Options granted under the New York Community Bancorp, Inc. 1997 Stock Option Plan that vest in three equal annual installments beginning on December 21, 2002.
  • [F16]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in three equal annual installments commencing on July 24, 2003.
  • [F17]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in three equal annual installments commencing on January 21, 2004.
  • [F2]On May 21, 2003, the common stock of New York Community Bancorp, Inc. split 4-for-3, resulting in the reporting person's acquisition of 3,139 additional shares of common stock.
  • [F3]On May 21, 2003, the common stock of New York Community Bancorp, Inc. split 4-for-3, resulting in the reporting person's acquisition of 3,780 additional shares of common stock.
  • [F4]For purposes of this report, units in the 401(k) plan have been converted into an approximate number of shares of New York Community Bancorp, Inc. ("NYCB") common stock. The actual number of shares held by the reporting person in this account may vary when such units are actually converted into shares upon distribution of the units to the reporting person.
  • [F5]This form reflects increases in beneficial ownership resulting from exempt acquisitions under the NYCB Employee Savings Plan pursuant to Rule 16b-3(c).
  • [F6]This option was previously reported as covering 8,066 shares at an exercise price of $11.06 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F7]This option was previously reported as covering 1,256 shares at an exercise price of $15.37 per share, but was adjusted to reflect a stock split on May 21, 2003.
  • [F8]Options to purchase shares granted under the Haven Bancorp, Inc. 1996 Stock Option Plan.
  • [F9]This option was previously reported as covering 6,506 shares at an exercise price of $15.37 per share, but was adjusted to reflect a stock split on May 21, 2003.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

→
Entity typeother

Related Parties

1
  • filerCIK 0001215093

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 12:27 PM ET
Size
25.0 KB
View on SEC.gov