Insider · CIK 0001215093

RICCA MARK A

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001215093

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-07-22	CARVCARVER BANCORP INCA Award	EVP, Chief Risk Officer & GC	AAward	+7,500 sh	—	—	7,500
2010-07-22	WESTERN MINERAL DEVELOPMENT & MINING COA Award	EVP, Chief Risk Officer & GC	AAward	+7,500 sh	—	—	7,500
2004-01-02	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIONA Award	EVP and General Counsel	AAward	+9,000 sh	—	—	56,794
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIONM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,675 sh	$11.53	+$19.3K	42,516
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIONM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+10.8K sh	$8.30	+$89.3K	53,271
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIONF Tax Payment	EVP and General Counsel	FTax Payment	−2,977 sh	$36.48	−$109K	50,294
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIONS Sale	EVP and General Counsel	SSale	−2,000 sh	$36.62	−$73.2K	48,294
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIONS Sale	EVP and General Counsel	SSale	−500 sh	$36.66	−$18.3K	47,794
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATION · Incentive Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−10.8K sh	—	—	0
2003-11-12	FLGFLAGSTAR BANK, NATIONAL ASSOCIATION · Incentive Stock Option (right to buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−1,675 sh	—	—	0
2003-09-16	FLGFLAGSTAR BANK, NATIONAL ASSOCIATION · Stock OptionA Award	EVP and General Counsel	AAward	+15K sh	—	—	15,000
2003-04-30	FLGFLAGSTAR BANK, NATIONAL ASSOCIATIOND Disposition to Issuer	EVP and General Counsel	DDisposition to Issuer	—	—	—	4,302,003
2003-04-30	FLGFLAGSTAR BANK, NATIONAL ASSOCIATION · Incentive Stock Option (right to buy)D Disposition to Issuer	EVP and General Counsel	DDisposition to Issuer	−1,256 sh	—	—	—
2003-01-21	FLGFLAGSTAR BANK, NATIONAL ASSOCIATION · Non-Qualified Stock OptionA Award	EVP and General Counsel	AAward	+90K sh	—	—	—
2002-07-24	FLGFLAGSTAR BANK, NATIONAL ASSOCIATION · Options to Purchase Common StockA Award	EVP and General Counsel	AAward	+30K sh	—	—	—

Recent filings

Accepted (ET)
Dec 34/A
WESTERN MINERAL DEVELOPMENT & MINING CO0001140361-10-048077
SEC(opens sec.gov)
Dec 34/A
RICCA MARK A0001140361-10-048106
SEC(opens sec.gov)
Jan 64
RICCA MARK A0001179230-04-000014
SEC(opens sec.gov)
Nov 144
RICCA MARK A0000909654-03-001362
SEC(opens sec.gov)
May 24
RICCA MARK A0000909654-03-000580
SEC(opens sec.gov)
May 25/A
RICCA MARK A0000909654-03-000568
SEC(opens sec.gov)
Jan 234
RICCA MARK A0000909654-03-000066
SEC(opens sec.gov)

Companies

Address

75 WEST 125TH STREET

NEW YORK, NY, 10027