BRANSFIELD JOHN R JR 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Jan 9, 2004
Insider Transaction Report
Form 4
BRANSFIELD JOHN R JR
Executive VP
Transactions
- Gift
Common Stock
2003-12-04−3,300→ 143,211 total
Holdings
- 8,713(indirect: By Stock Award II)
Common Stock
- 33,502(indirect: BY Stock Award III)
Common Stock
- 201,778
Stock Option
Exercise: $24.53From: 2002-06-26Exp: 2011-06-26→ Common Stock (201,778 underlying) - 25,202(indirect: By BRP)
Common Stock
- 324,946
Stock Option
Exercise: $20.00From: 1998-09-02Exp: 2007-09-02→ Common Stock (324,946 underlying) - 23,780
Stock Option
Exercise: $28.47From: 2003-06-25Exp: 2012-06-25→ Common Stock (23,780 underlying) - 9,804(indirect: By ESOP)
Common Stock
- 6,730(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Reflects a gift of 3,300 shares to various charitable organizations.
- [F2]Between November 1 and November 7, 2003, the reporting person acquired 67 shares of New York Community Bancorp, Inc. common stock under the NYCB 401(k) plan through exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in three equal annual installments beginning on October 1, 2002.
- [F4]Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in five equal annual installments beginning on December 1, 2003.
- [F5]Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan that were fully vested and exercisable as of September 2, 2002.
- [F6]Options granted under the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan, including 12,231 that vest in three equal annual installments beginning on June 26, 2002 and 29,235 that vest as follows: 10,367 on June 26, 2002; 6,290 on June 26, 2003; 6,289 on June 26, 2004; and 6,289 on June 26, 2005; and 160,313 options granted under the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan that vest in four equal annual installments beginning on June 26, 2002.
- [F7]Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan that vest in three equal annual installments beginning on June 25, 2003.