|4Mar 21, 12:03 PM ET

Adams John Thomas 4

4 · NEW YORK COMMUNITY BANCORP INC · Filed Mar 21, 2023

Insider Transaction Report

Form 4
Period: 2023-03-17
Adams John Thomas
EVP & CLO of Subsidiary
Transactions
  • Award

    Common Stock

    2023-03-17+39,894116,940 total
  • Tax Payment

    Common Stock

    2023-03-1717,32699,614 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    40,129
  • Common Stock

    (indirect: By Stock Award V)
    2,400
  • Common Stock

    (indirect: By Stock Award VI)
    10,000
  • Common Stock

    (indirect: By Stock Award VII)
    3,753
  • Common Stock

    (indirect: By Stock Award VIII)
    14,866
Footnotes (6)
  • [F1]The reporting person acquired these shares upon the settlement of certain Performance Based Share Units (PBSUs) of the issuer, after performance goals had been deemed satisfied by the Compensation Committee of the Issuer's Board of Directors. The PBSUs were originally granted on June 3, 2020.
  • [F2]These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.
  • [F3]The remaining 2,400 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2024.
  • [F4]The remaining 10,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024.
  • [F5]The remaining 3,753 shares, granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
  • [F6]14,866 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.

Documents

1 file
  • 4
    wf-form4_167941460951965.xmlPrimary

    FORM 4