FLAGSTAR FINANCIAL, INC.·4

Mar 25, 6:01 PM ET

Smith Lee Matthew 4

4 · FLAGSTAR FINANCIAL, INC. · Filed Mar 25, 2025

Insider Transaction Report

Form 4
Period: 2025-03-22
Smith Lee Matthew
SEVP & Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock

    2025-03-221,491603,808 total
  • Tax Payment

    Common Stock

    2025-03-242,131606,565 total
Holdings
  • Common Stock

    (indirect: By Stock Award (032423))
    4,888
  • Common Stock

    (indirect: By Stock Award)
    73,450
Footnotes (5)
  • [F1]These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
  • [F2]Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.
  • [F3]The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
  • [F4]The remaining 73,450 shares under Stock Award on December 1, 2022 pursuant to the Flagstar Bancorp, Inc. 2016 Stock Award and Incentive Plan, which was assumed by the Issuer, pursuant to the terms of a Merger Agreement, will vest in three approximately equal annual installments commencing on December 1, 2025.
  • [F5]The shares remaining under Stock Award (032423) were granted on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and are scheduled to vest on March 24, 2026.

Documents

1 file
  • 4
    wk-form4_1742940064.xmlPrimary

    FORM 4