RITA MEDICAL SYSTEMS INC 4
Accession 0000911420-04-000471
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 6:55 PM ET
Size
30.7 KB
Accession
0000911420-04-000471
Insider Transaction Report
- Sale
Common Stock, par value $.001 per share
2004-12-02$4.00/sh−5,109$20,436→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.42/sh−52,377$231,632→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.86/sh−25,000$121,438→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-03$4.21/sh−10,000$42,101→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.25/sh−10,237$43,507→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.44/sh−3,018$13,394→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.25/sh−30,713$130,530→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.00/sh−20,761$83,044→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.05/sh−7,087$28,702→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.42/sh−10,000$44,224→ 22,120 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.44/sh−1,007$4,469→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.42/sh−217,130$960,236→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.86/sh−75,000$364,313→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.05/sh−21,258$86,095→ 3,833,590 total(indirect: See footnote)
- Sale
Common Stock, par value $.001 per share
2004-12-02$4.05/sh−21,258$86,095→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.42/sh−10,000$44,224→ 22,120 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.42/sh−52,377$231,632→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.25/sh−30,713$130,530→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.86/sh−25,000$121,438→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.05/sh−7,087$28,702→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.44/sh−3,018$13,394→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.86/sh−75,000$364,313→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.00/sh−5,109$20,436→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.00/sh−20,761$83,044→ 3,833,590 total(indirect: See footnote) - Sale
Common Stock, par value $.001 per share
2004-12-02$4.25/sh−10,237$43,507→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.44/sh−1,007$4,469→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-03$4.21/sh−10,000$42,101→ 168,146 total - Sale
Common Stock, par value $.001 per share
2004-12-02$4.42/sh−217,130$960,236→ 3,833,590 total(indirect: See footnote)
Footnotes (6)
- [F1]On the date hereof, the Reporting Person has a direct beneficial ownership interest in 168,146 shares of common stock, par value $.001 per share ("Common Stock") of Rita Medical Systems, Inc. [RITA].
- [F2]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 22,120 shares of Common stock, which are directly beneficially owned by the Mikaela Falk Trust, which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person's wife, Annie Falk, is Trustee of the Mikaela Falk Trust. The Reporting Person disclaims beneficial ownership with respect to these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
- [F3]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 22,120 shares of Common Stock, which are directly beneficially owned by the Gianna Falk Trust, which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person's wife, Annie Falk, is Trustee of the Gianna Falk Trust. The Reporting Person disclaims beneficial ownership with respect to these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
- [F4]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 3,833,590 shares of Common Stock, which are directly beneficially owned by ComVest Venture Partners, L.P. ("ComVest"), which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person is the Chairman and principal member of CAGH (the sole member of ComVest Management LLC, the general partner of ComVest).
- [F5]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 2,733 shares of Common Stock, which are directly beneficially owned by Commonwealth Associates, L.P. ("Commonwealth"), which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person is the Chairman and principal member of Commonwealth Associates Group Holdings, LLC ("CAGH") (the sole member of Commonwealth Management, LLC ("Commonwealth Management")) and a managing member of Commonwealth Management (the general partner of Commonwealth).
- [F6]On the date hereof, the Reporting Person has an indirect beneficial ownership interest in 59,046 shares of Common Stock, which are directly beneficially owned by CAGH, which the Reporting Person may be deemed to beneficially own by virtue of the fact that the Reporting Person is the Chairman and principal member of CAGH.
Documents
Issuer
RITA MEDICAL SYSTEMS INC
CIK 0001056421
Related Parties
1- filerCIK 0001056421
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 6:55 PM ET
- Size
- 30.7 KB