Insider · CIK 0001014026

FALK MICHAEL

Reports to the SEC for 16 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001014026

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-06-05	ALGTAllegiant Travel COJ Other	Director	JOther	+3,696 sh	—	—	3,696
2007-06-05	ALGTAllegiant Travel COJ Other	Director	JOther	−427K sh	—	—	1,644,316
2007-06-05	ALGTAllegiant Travel COJ Other	Director	JOther	+10.4K sh	—	—	10,366
2007-06-05	ALGTAllegiant Travel COJ Other	Director	JOther	+5,182 sh	—	—	5,182
2007-06-01	Aptiv Solutions, Inc.Option Grant to Purchase Common StockA Award	Director, 10% Owner	AAward	+1.5M sh	—	—	1,500,000
2007-05-30	ALGTAllegiant Travel COS Sale	Director	SSale	−1.5M sh	$31.75	−$47.6M	2,071,429
2005-12-22	Aptiv Solutions, Inc.WarrantsP Purchase	Director, 10% Owner	PPurchase	+10.7M sh	$0.10	+$1.07M	32,142,847
2005-12-22	Aptiv Solutions, Inc.Senior Secured Convertible Promissory Note/Preferred StockP Purchase	Director, 10% Owner	PPurchase	+1,500 sh	$1000.00	+$1.5M	10,300
2005-06-09	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−2,733 sh	$2.82	−$7,707.333	4,105,022
2004-12-03	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$4.21	−$42.1K	168,146
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−217K sh	$4.42	−$960K	3,833,590
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−75K sh	$4.86	−$364K	3,833,590
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−3,018 sh	$4.44	−$13.4K	3,833,590
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−21.3K sh	$4.05	−$86.1K	3,833,590
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−30.7K sh	$4.25	−$131K	3,833,590
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−20.8K sh	$4.00	−$83K	3,833,590
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−25K sh	$4.86	−$121K	168,146
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−7,087 sh	$4.05	−$28.7K	168,146
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10.2K sh	$4.25	−$43.5K	168,146
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−5,109 sh	$4.00	−$20.4K	168,146
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$4.42	−$44.2K	22,120
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$4.42	−$44.2K	22,120
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−52.4K sh	$4.42	−$232K	168,146
2004-12-02	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−1,007 sh	$4.44	−$4,468.965	168,146
2004-09-29	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−20K sh	$3.80	−$75.9K	278,963
2004-09-29	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$3.70	−$37K	278,963
2004-09-23	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$3.50	−$35K	308,963
2004-09-22	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−400 sh	$3.60	−$1,440	308,963
2004-08-19	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$3.10	−$31K	32,120
2004-08-19	RITA MEDICAL SYSTEMS INCS Sale	10% Owner	SSale	−10K sh	$3.10	−$31K	32,120
2004-04-13	PM Liquidating Corp.O Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	+9,537 sh	—	—	9,537
2004-01-23	PLANVISTA CORPA Award	Director, 10% Owner	AAward	+25.6K sh	$1.00	+$25.6K	61,369
2004-01-23	PLANVISTA CORPA Award	Director, 10% Owner	AAward	+754 sh	$1.48	+$1,115.92	56,511
2003-11-04	PLANVISTA CORPA Award	Director, 10% Owner	AAward	+1,250 sh	$2.00	+$2,500	1,250
2003-11-04	PLANVISTA CORPA Award	Director, 10% Owner	AAward	+747 sh	$3.35	+$2,502.45	1,997
2003-10-20	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−48.1K sh	$0.36	−$17.3K	1,922,682
2003-10-16	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−70K sh	$0.18	−$12.6K	1,922,682
2003-10-16	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−21.8K sh	$0.20	−$4,365	1,922,682
2003-09-22	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−15K sh	$0.24	−$3,600	1,922,682
2003-09-15	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−41.8K sh	$0.13	−$5,434	1,922,682
2003-08-28	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−55K sh	$0.13	−$7,150	1,922,682
2003-08-15	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−15K sh	$0.13	−$1,950	1,922,682
2003-08-14	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−10K sh	$0.13	−$1,300	1,922,682
2003-08-13	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−5,000 sh	$0.12	−$600	1,922,682
2003-08-07	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−25K sh	$0.14	−$3,500	1,922,682
2003-08-06	PLANVISTA CORPA Award	Director, 10% Owner	AAward	+53.8K sh	$1.00	+$53.8K	55,757
2003-08-06	PLANVISTA CORPA Award	Director, 10% Owner	AAward	+6,767 sh	$1.00	+$6,767	35,816
2003-08-05	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−25K sh	$0.14	−$3,500	1,922,682
2003-07-25	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−106K sh	$0.12	−$12.7K	1,922,682
2003-07-14	StarVox Communications, Inc. /DE/S Sale	10% Owner	SSale	−42K sh	$0.13	−$5,460	1,922,682

Recent filings

Accepted (ET)
Jun 114
Allegiant Travel CO0001235126-07-000031
SEC(opens sec.gov)
Jun 54
Averion International Corp.0000897069-07-001355
SEC(opens sec.gov)
May 314
Allegiant Travel CO0001235126-07-000021
SEC(opens sec.gov)
Jan 194
COMVEST INVESTMENT PARTNERS II LLC0000911420-06-000054
SEC(opens sec.gov)
Jun 134
RITA MEDICAL SYSTEMS INC0000911420-05-000247
SEC(opens sec.gov)
Dec 34
RITA MEDICAL SYSTEMS INC0000911420-04-000471
SEC(opens sec.gov)

Companies

Address

830 THIRD AVENUE 4TH FLOOR

NEW YORK, NY, 10017