Evans Daron 4

What Happened

Daron Evans, Chief Financial Officer of Rezolute, disposed of 3,062 shares on July 2, 2026 at $4.99 per share, generating proceeds of $15,279. This disposition was a sell-to-cover tied to the vesting and settlement of Restricted Stock Units (RSUs) and was used to satisfy tax withholding obligations rather than a discretionary open-market sale.

Key Details

• Transaction date and price: July 2, 2026 — 3,062 shares at $4.99 each. Total value ≈ $15,279.
• Transaction code/reason: F — tax withholding (sell-to-cover) related to RSU vesting (Footnote F1).
• Shares owned after transaction: not specified in the provided excerpt.
• Footnote on entity: PoC Capital, LLC is managed by the reporting person; he disclaims beneficial ownership except to the extent of pecuniary interest (Footnote F2).
• Filing timing: Form filed July 7, 2026 for a July 2 transaction — this is more than two business days after the transaction and may represent a late filing.

Context

Sell-to-cover transactions are routine administrative actions to satisfy tax obligations when RSUs vest and do not necessarily indicate the insider's view on the company. The dollar amount here is modest ($15k), so this filing is more about tax mechanics than a material insider market signal.