Ullrich Peter 4
4 · EAU TECHNOLOGIES, INC. · Filed Feb 7, 2013
Insider Transaction Report
Form 4
EAU TECHNOLOGIES, INC.EAUI.OB
Ullrich Peter
Director10% Owner
Transactions
- Award
10% Convertible Note due November 2013
2013-01-31+4,274,193→ 4,274,193 totalExercise: $0.31From: 2013-01-31Exp: 2013-11-30→ Common Stock (4,274,193 underlying) - Award
Warrant
2013-01-31+1,300,000→ 1,300,000 totalExercise: $0.31From: 2013-01-31Exp: 2018-01-31→ Common Stock (1,300,000 underlying) - Award
Stock Option
2013-01-31+96,775→ 96,775 totalExercise: $0.31From: 2014-01-01Exp: 2023-01-01→ Common Stock (96,775 underlying)
Footnotes (2)
- [F1]Stock option vests 50% per year beginning on January 1, 2014.
- [F2]On January 31, 2013, the Reporting Person and EAU Technologies, Inc. (the "Company") entered into a loan agreement (the "Note"). The principal amount of the Note is $1,325,000. The Note will bear interest at a rate of 10% annually and will mature on November 30, 2013. The Note is convertible into shares of the Company's common stock at $.31 per share and no principal or interest payments are due until maturity.