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Insider · CIK 0001361751

Ullrich Peter

Reports to the SEC for 1 company · MIAMI, FL

Transactions

18

Companies

1

Filings

6

CIK

0001361751

Forms 4 and 5

Insider transactions

18 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-01-31	EAU TECHNOLOGIES, INC.Stock OptionA Award	Director, 10% Owner	AAward	+96.8K sh	—	—	96,775
2013-01-31	EAU TECHNOLOGIES, INC.10% Convertible Note due November 2013A Award	Director, 10% Owner	AAward	+4.27M sh	—	—	4,274,193
2013-01-31	EAU TECHNOLOGIES, INC.WarrantA Award	Director, 10% Owner	AAward	+1.3M sh	—	—	1,300,000
2012-01-01	EAU TECHNOLOGIES, INC.Stock OptionA Award	Director, 10% Owner	AAward	+290K sh	—	—	290,325
2011-12-31	EAU TECHNOLOGIES, INC.WarrantX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−5.81M sh	—	—	1,162,779
2011-12-31	EAU TECHNOLOGIES, INC.WarrantA Award	Director, 10% Owner	AAward	+359K sh	—	—	358,527
2011-12-31	EAU TECHNOLOGIES, INC.Convertible Promissory NoteA Award	Director, 10% Owner	AAward	+3M sh	—	—	3,000,000
2011-12-31	EAU TECHNOLOGIES, INC.X Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+5.81M sh	$0.31	+$1.8M	9,322,221
2011-12-31	EAU TECHNOLOGIES, INC.P Purchase	Director, 10% Owner	PPurchase	+2.59M sh	$0.31	+$804K	11,915,770
2011-12-13	EAU TECHNOLOGIES, INC.10% Convertible Note due November 2013A Award	Director, 10% Owner	AAward	+359K sh	—	—	358,527
2010-10-21	EAU TECHNOLOGIES, INC.WarrantA Award	Director, 10% Owner	AAward	+6.97M sh	—	—	6,969,231
2009-08-27	EAU TECHNOLOGIES, INC.10% Convertible Note due November 2010A Award	Director, 10% Owner	AAward	+600K sh	—	—	600,000
2009-08-27	EAU TECHNOLOGIES, INC.Convertible Promissory NoteA Award	Director, 10% Owner	AAward	+3M sh	—	—	3,000,000
2009-05-14	EAU TECHNOLOGIES, INC.A Award	Director, 10% Owner	AAward	+30K sh	—	—	3,515,769
2008-06-27	EAU TECHNOLOGIES, INC.A Award	Director, 10% Owner	AAward	+462K sh	$1.30	+$600K	4,369,231
2008-06-27	EAU TECHNOLOGIES, INC.Warrant/Right to Buy/Obligation to SellA Award	Director, 10% Owner	AAward	−462K sh	$1.30	−$600K	461,538
2008-05-20	EAU TECHNOLOGIES, INC.A Award	Director, 10% Owner	AAward	+769K sh	$1.30	+$1M	3,907,693
2008-05-20	EAU TECHNOLOGIES, INC.Warrant/Right to Buy/Obligation to SellA Award	Director, 10% Owner	AAward	−769K sh	$1.30	−$1M	923,076

Recent filings

6

Accepted (ET)
Feb 74
Ullrich Peter0000914062-13-000064
SEC(opens sec.gov)
Apr 164
Ullrich Peter0000914062-12-000149
SEC(opens sec.gov)
Aug 314
Ullrich Peter0001144204-09-046444
SEC(opens sec.gov)
May 154
Ullrich Peter0001144204-09-027115
SEC(opens sec.gov)
Jun 274
Ullrich Peter0001144204-08-037178
SEC(opens sec.gov)
May 214
EAU TECHNOLOGIES, INC.0001144204-08-031416
SEC(opens sec.gov)

Companies

1

EAU TECHNOLOGIES, INC.Director, 10% Owner

Address

1800 NW 89TH PLACE

MIAMI, FL, 33172