Goebel David Henry Jr 5
5 · New Generation Biofuels Holdings, Inc · Filed Feb 14, 2011
Insider Transaction Report
Form 5
Goebel David Henry Jr
Chief Operating Officer
Transactions
- Award
Common Stock
2010-03-06+216,412→ 293,439 total - Award
Stock Option (right to buy)
2009-03-18+20,000→ 20,000 totalExercise: $0.90From: 2009-03-18Exp: 2019-03-18→ Common Stock (20,000 underlying) - Award
Stock Option (right to buy)
2010-12-31+23,230→ 106,664 totalExercise: $6.00Exp: 2017-10-01→ Common Stock (23,200 underlying) - Award
Stock Option (right to buy)
2010-12-31+27,840→ 27,840 totalExercise: $0.91Exp: 2019-09-09→ Common Stock (27,840 underlying)
Footnotes (3)
- [F1]Includes 216,412 shares of restricted stock that vest as follows: 72,137 shares on March 6, 2011, 72,137 shares on March 6, 2012 and 72,138 shares on March 6, 2013.
- [F2]On September 1, 2007, the reporting person was granted a performance option to purchase 150,000 shares of common stock. The option vested in three annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2008, 2009 and 2010. 23,230 shares were vested in the final tranche on December 31, 2010.
- [F3]On September 9, 2009, the reporting person was granted a performance option to purchase 180,000 shares of common stock. The option will vest in three annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2010, 2011 and 2012. 27,840 shares were vested in the first tranche on December 31, 2010.