Home/Filings/5/0000914190-11-000102
5//SEC Filing

Goebel David Henry Jr 5

Accession 0000914190-11-000102

CIK 0001268236other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 2:57 PM ET

Size

13.0 KB

Accession

0000914190-11-000102

Insider Transaction Report

Form 5
Period: 2010-12-31
Goebel David Henry Jr
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2010-03-06+216,412293,439 total
  • Award

    Stock Option (right to buy)

    2009-03-18+20,00020,000 total
    Exercise: $0.90From: 2009-03-18Exp: 2019-03-18Common Stock (20,000 underlying)
  • Award

    Stock Option (right to buy)

    2010-12-31+23,230106,664 total
    Exercise: $6.00Exp: 2017-10-01Common Stock (23,200 underlying)
  • Award

    Stock Option (right to buy)

    2010-12-31+27,84027,840 total
    Exercise: $0.91Exp: 2019-09-09Common Stock (27,840 underlying)
Footnotes (3)
  • [F1]Includes 216,412 shares of restricted stock that vest as follows: 72,137 shares on March 6, 2011, 72,137 shares on March 6, 2012 and 72,138 shares on March 6, 2013.
  • [F2]On September 1, 2007, the reporting person was granted a performance option to purchase 150,000 shares of common stock. The option vested in three annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2008, 2009 and 2010. 23,230 shares were vested in the final tranche on December 31, 2010.
  • [F3]On September 9, 2009, the reporting person was granted a performance option to purchase 180,000 shares of common stock. The option will vest in three annual installments based on certain performance criteria for each of the fiscal years ending December 31, 2010, 2011 and 2012. 27,840 shares were vested in the first tranche on December 31, 2010.

Issuer

New Generation Biofuels Holdings, Inc

CIK 0001268236

Entity typeother

Related Parties

1
  • filerCIK 0001469423

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 2:57 PM ET
Size
13.0 KB