ZAIS Group Holdings, Inc. 4
4 · ZAIS Group Holdings, Inc. · Filed Jan 4, 2017
Insider Transaction Report
Form 4
Motani Nisha
Chief Accounting Officer
Transactions
- Disposition to Issuer
Class B-0 Units of ZAIS Group Parent, LLC
2016-12-30−32,653→ 0 totalFrom: 2017-03-17Exp: 2016-12-31→ Class A Common Stock (32,653 underlying) - Award
Class A Common Stock, par value $.0001
2016-12-30+32,653→ 32,653 total
Footnotes (3)
- [F1]Pursuant to Restricted Stock Units that are scheduled to vest on March 17, 2017 granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan.
- [F2]The reporting person elected to cancel 32,653 unvested Class B-0 Units of ZAIS Group Parent, LLC and receive in substitution therefor 32,653 Restricted Stock Units granted under the ZAIS Group Holdings, Inc. 2015 Stock Incentive Plan.
- [F3]Under certain circumstances, each Class B-0 Unit is exchangeable for one share of Class A Common Stock or cash, at the option of ZAIS Group Holdings, Inc.