COHEN HARRY D 4/A
4/A · ClearBridge MLP & Midstream Total Return Fund Inc. · Filed Dec 13, 2018
Insider Transaction Report
Form 4/AAmended
COHEN HARRY D
Other
Transactions
- Award
Common Stock
2012-06-26$20.00/sh+10,000$200,000→ 10,000 total - Award
Common Stock
2012-06-26$20.00/sh+5,000$100,000→ 5,000 total(indirect: Shares purchaed for benefit of Mr. Cohen's son's account)
Footnotes (2)
- [F1]Form 4 filed on 12/9/15 to report sale of 10,000 shares. Therefore, Mr. Cohen no longer directly owns shares.
- [F2]These shares of Common Stock are held by account for the benefit of Mr. Cohen's son. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. This account continues to own 5,000 shares.