4/A//SEC Filing
COHEN HARRY D 4/A
Accession 0000914851-18-000266
CIK 0001547341other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 10:48 AM ET
Size
11.1 KB
Accession
0000914851-18-000266
Insider Transaction Report
Form 4/AAmended
COHEN HARRY D
Other
Transactions
- Award
Common Stock
2012-06-26$20.00/sh+10,000$200,000→ 10,000 total - Award
Common Stock
2012-06-26$20.00/sh+5,000$100,000→ 5,000 total(indirect: Shares purchaed for benefit of Mr. Cohen's son's account)
Footnotes (2)
- [F1]Form 4 filed on 12/9/15 to report sale of 10,000 shares. Therefore, Mr. Cohen no longer directly owns shares.
- [F2]These shares of Common Stock are held by account for the benefit of Mr. Cohen's son. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. This account continues to own 5,000 shares.
Issuer
ClearBridge MLP & Midstream Total Return Fund Inc.
CIK 0001547341
Entity typeother
Related Parties
1- filerCIK 0001279778
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 10:48 AM ET
- Size
- 11.1 KB