4//SEC Filing
ALCO STORES INC 4
Accession 0000916002-13-000035
CIK 0000030302operating
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 4:08 PM ET
Size
12.8 KB
Accession
0000916002-13-000035
Insider Transaction Report
Form 4
ALCO STORES INCALCS
Wilson Richard Edward
President/CEO
Transactions
- Award
Restricted stock
2013-05-24+5,000→ 155,000 totalFrom: 2014-05-24→ Common stock (5,000 underlying) - Award
Stock option (right to buy 05/24/2013)
2013-05-24+15,000→ 150,000 totalExercise: $9.31From: 2014-05-24Exp: 2023-05-24→ Common stock (15,000 underlying)
Holdings
- 135,000
Stock option (performance based 07/06/2012)
Exercise: $9.43Exp: 2022-07-06→ Common stock (25,500 underlying) - 5,000
Common stock
- 100,000
Stock option (right to buy 02/22/10)
Exercise: $14.34From: 2011-02-22Exp: 2015-02-22→ Common stock (100,000 underlying) - 110,500
Stock option (right to buy 07/06/2012)
Exercise: $9.43From: 2013-07-06Exp: 2022-07-06→ Common stock (10,500 underlying)
Footnotes (6)
- [F1]The options become exercisable in four equal installments on February 22, 2011, 2012, 2013, and 2014.
- [F2]The options become exercisable in four equal installments on July 6, 2013, 2014, 2015, and 2016.
- [F3]The options will one-half vest when Alco Stores, Inc. reaches a target Return on Equity of 5% as defined in the Company's Bonus Plan; and the remaining one-half will vest 12 months later if the optionee is still an employee of Alco Stores, Inc.
- [F4]The options become exercisable in four equal installments on May 24, 2014, 2015, 2016, and 2017.
- [F5]The restricted stock vests in four equal installments on May 24, 2014, 2015, 2016, and 2017. Shares of restricted stock convert to shares of the Company's common stock upon vesting.
- [F6]The restricted stock does not have an expiration date.
Documents
Issuer
ALCO STORES INC
CIK 0000030302
Entity typeoperating
IncorporatedKS
Related Parties
1- filerCIK 0000030302
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 4:08 PM ET
- Size
- 12.8 KB