4//SEC Filing
FICHTHORN JOHN 4
Accession 0000919574-12-002646
CIK 0001016470other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:53 PM ET
Size
8.8 KB
Accession
0000919574-12-002646
Insider Transaction Report
Form 4
SRS LABS INCSRSL
FICHTHORN LUKE
10% Owner
Transactions
- Sale
Common Stock, par value $.001 per share
2012-04-02$7.00/sh−75,000$525,000→ 1,401,400 total(indirect: Footnote)
DIALECTIC CAPITAL MANAGEMENT, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $.001 per share
2012-04-02$7.00/sh−75,000$525,000→ 1,401,400 total(indirect: Footnote)
FICHTHORN JOHN
10% Owner
Transactions
- Sale
Common Stock, par value $.001 per share
2012-04-02$7.00/sh−75,000$525,000→ 1,401,400 total(indirect: Footnote)
Footnotes (1)
- [F1]The securities reported herein are held in the account of pooled investment vehicles. These securities may be deemed to be beneficially owned by (i) Dialectic Capital Management, LLC by virtue of its role as the investment manager of such pooled investment vehicles, (ii) John Fichthorn by virtue of his role as a managing member of Dialectic Capital Management, LLC and (iii) Luke Fichthorn by virtue of his role as a managing member of Dialectic Capital Management, LLC. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
SRS LABS INC
CIK 0001016470
Entity typeother
Related Parties
1- filerCIK 0001411509
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 4:53 PM ET
- Size
- 8.8 KB