Celator Pharmaceuticals Inc 4
4 · Celator Pharmaceuticals Inc · Filed Dec 4, 2015
Insider Transaction Report
Form 4
Kovner Bruce
10% Owner
Transactions
- Purchase
Warrant
2015-12-02$0.24/sh+34,647$8,315→ 34,647 total(indirect: By LLC)Exercise: $5.21Exp: 2019-08-28→ Common Stock (34,647 underlying) - Purchase
Warrant
2015-12-02$0.24/sh+38,805$9,313→ 889,403 total(indirect: By LLC)Exercise: $3.58Exp: 2020-04-29→ Common Stock (38,805 underlying)
Footnotes (2)
- [F1]These warrants are currently exercisable.
- [F2]These warrants are owned directly by CDK Associates, LLC, which is a reporting person. The warrants directly owned by CDK Associates, LLC may be deemed to be indirectly beneficially owned by (i) Caxton Corporation, the manager of CDK Associates, LLC, and (ii) Bruce Kovner, the chairman and sole shareholder of Caxton Corporation. Each of Caxton Corporation and Bruce Kovner disclaims beneficial ownership of these warrants except to the extent of its or his pecuniary interest therein, and the inclusion of these warrants in this report shall not be deemed to be an admission of the beneficial ownership of all of the reported warrants for purposes of Section 16 or for any other purpose.