BON TON STORES INC 4
4 · BON TON STORES INC · Filed Sep 1, 2016
Insider Transaction Report
Form 4
MORGAN DONALD E III
10% Owner
Transactions
- Purchase
Common Stock, par value $.01 per share
2016-08-30$1.72/sh+5,245$9,021→ 1,629,211 total(indirect: See Footnote) - Purchase
Common Stock, par value $.01 per share
2016-08-31$1.70/sh+40,245$68,417→ 1,669,456 total(indirect: See Footnote)
Footnotes (2)
- [F1]The reported securities are directly owned by certain private investment funds and may be deemed beneficially owned by Donald E. Morgan, III, the Reporting Person and the managing member of the general partner of the investment manager of such private investment funds. Mr. Morgan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 - $1.72, inclusive. The reporting persons undertake to provide to The Bon-Ton Stores, Inc., any security holder of The Bon-Ton Stores, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.