Home/Filings/4/0000919574-19-004572

4//SEC Filing

CROSS RIVER CAPITAL MANAGEMENT LLC 4

Accession 0000919574-19-004572

CIK 0001399935other

View on SEC.gov Company Profile

Filed

Jul 10, 8:00 PM ET

Accepted

Jul 11, 5:18 PM ET

Size

53.3 KB

Accession

0000919574-19-004572

Insider Transaction Report

Form 4

Period: 2019-05-16

Francesca's Holdings CORPFRAN

CROSS RIVER CAPITAL MANAGEMENT LLC

10% Owner

Transactions

Purchase
Common Stock
2019-06-20$0.40/sh+97,189$38,876→ 4,387,189 total
Purchase
Common Stock
2019-06-20+0→ 4,387,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-21+0→ 4,407,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-25+0→ 4,412,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-28+0→ 4,452,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-01+0→ 4,517,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-05$4.86/sh+5,118$24,873→ 412,000 total
Purchase
Common Stock
2019-07-05+0→ 412,000 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-08+0→ 426,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-09+0→ 441,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-10$4.62/sh+24,574$113,532→ 466,074 total
Purchase
Common Stock
2019-07-10+0→ 466,074 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-11$4.25/sh+25,142$106,854→ 491,216 total
Purchase
Common Stock
2019-06-21$0.39/sh+20,000$7,800→ 4,407,189 total
Purchase
Common Stock
2019-06-25$0.43/sh+5,000$2,150→ 4,412,189 total
Purchase
Common Stock
2019-06-28$0.49/sh+40,000$19,600→ 4,452,189 total
Purchase
Common Stock
2019-07-01$0.43/sh+65,000$27,950→ 4,517,189 total
Purchase
Common Stock
2019-07-02$4.65/sh+27,200$126,480→ 403,632 total
Purchase
Common Stock
2019-07-02+0→ 403,632 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-03$4.88/sh+3,250$15,860→ 406,882 total
Purchase
Common Stock
2019-07-03+0→ 406,882 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-08$4.89/sh+14,500$70,905→ 426,500 total
Purchase
Common Stock
2019-07-09$4.68/sh+15,000$70,200→ 441,500 total
Purchase
Common Stock
2019-07-11+0→ 491,216 total(indirect: See Footnote)

Holdings

Common Stock
12,164

Cross River Management LLC

10% Owner

Transactions

Purchase
Common Stock
2019-06-20+0→ 4,387,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-25$0.43/sh+5,000$2,150→ 4,412,189 total
Purchase
Common Stock
2019-07-01$0.43/sh+65,000$27,950→ 4,517,189 total
Purchase
Common Stock
2019-07-02$4.65/sh+27,200$126,480→ 403,632 total
Purchase
Common Stock
2019-07-02+0→ 403,632 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-03$4.88/sh+3,250$15,860→ 406,882 total
Purchase
Common Stock
2019-07-05$4.86/sh+5,118$24,873→ 412,000 total
Purchase
Common Stock
2019-07-05+0→ 412,000 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-08$4.89/sh+14,500$70,905→ 426,500 total
Purchase
Common Stock
2019-07-08+0→ 426,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-09$4.68/sh+15,000$70,200→ 441,500 total
Purchase
Common Stock
2019-07-09+0→ 441,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-10$4.62/sh+24,574$113,532→ 466,074 total
Purchase
Common Stock
2019-07-10+0→ 466,074 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-28$0.49/sh+40,000$19,600→ 4,452,189 total
Purchase
Common Stock
2019-06-28+0→ 4,452,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-01+0→ 4,517,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-03+0→ 406,882 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-11+0→ 491,216 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-20$0.40/sh+97,189$38,876→ 4,387,189 total
Purchase
Common Stock
2019-06-21$0.39/sh+20,000$7,800→ 4,407,189 total
Purchase
Common Stock
2019-06-21+0→ 4,407,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-25+0→ 4,412,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-11$4.25/sh+25,142$106,854→ 491,216 total

Holdings

Common Stock
12,164

Cross River Partners LP

10% Owner

Transactions

Purchase
Common Stock
2019-06-20$0.40/sh+97,189$38,876→ 4,387,189 total
Purchase
Common Stock
2019-06-21$0.39/sh+20,000$7,800→ 4,407,189 total
Purchase
Common Stock
2019-06-25$0.43/sh+5,000$2,150→ 4,412,189 total
Purchase
Common Stock
2019-06-28+0→ 4,452,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-03+0→ 406,882 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-08$4.89/sh+14,500$70,905→ 426,500 total
Purchase
Common Stock
2019-07-09$4.68/sh+15,000$70,200→ 441,500 total
Purchase
Common Stock
2019-07-10$4.62/sh+24,574$113,532→ 466,074 total
Purchase
Common Stock
2019-07-11$4.25/sh+25,142$106,854→ 491,216 total
Purchase
Common Stock
2019-07-05$4.86/sh+5,118$24,873→ 412,000 total
Purchase
Common Stock
2019-07-08+0→ 426,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-09+0→ 441,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-10+0→ 466,074 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-20+0→ 4,387,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-21+0→ 4,407,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-25+0→ 4,412,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-01+0→ 4,517,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-02+0→ 403,632 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-05+0→ 412,000 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-11+0→ 491,216 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-28$0.49/sh+40,000$19,600→ 4,452,189 total
Purchase
Common Stock
2019-07-01$0.43/sh+65,000$27,950→ 4,517,189 total
Purchase
Common Stock
2019-07-02$4.65/sh+27,200$126,480→ 403,632 total
Purchase
Common Stock
2019-07-03$4.88/sh+3,250$15,860→ 406,882 total

Holdings

Common Stock
12,164

MURPHY RICHARD

10% Owner

Transactions

Purchase
Common Stock
2019-06-20$0.40/sh+97,189$38,876→ 4,387,189 total
Purchase
Common Stock
2019-06-21$0.39/sh+20,000$7,800→ 4,407,189 total
Purchase
Common Stock
2019-06-25$0.43/sh+5,000$2,150→ 4,412,189 total
Purchase
Common Stock
2019-06-25+0→ 4,412,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-28$0.49/sh+40,000$19,600→ 4,452,189 total
Purchase
Common Stock
2019-06-28+0→ 4,452,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-02$4.65/sh+27,200$126,480→ 403,632 total
Purchase
Common Stock
2019-06-20+0→ 4,387,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-01$0.43/sh+65,000$27,950→ 4,517,189 total
Purchase
Common Stock
2019-07-02+0→ 403,632 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-03$4.88/sh+3,250$15,860→ 406,882 total
Purchase
Common Stock
2019-07-03+0→ 406,882 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-05$4.86/sh+5,118$24,873→ 412,000 total
Purchase
Common Stock
2019-07-05+0→ 412,000 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-08$4.89/sh+14,500$70,905→ 426,500 total
Purchase
Common Stock
2019-07-08+0→ 426,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-09$4.68/sh+15,000$70,200→ 441,500 total
Purchase
Common Stock
2019-07-09+0→ 441,500 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-10$4.62/sh+24,574$113,532→ 466,074 total
Purchase
Common Stock
2019-07-10+0→ 466,074 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-11$4.25/sh+25,142$106,854→ 491,216 total
Purchase
Common Stock
2019-07-11+0→ 491,216 total(indirect: See Footnote)
Purchase
Common Stock
2019-06-21+0→ 4,407,189 total(indirect: See Footnote)
Purchase
Common Stock
2019-07-01+0→ 4,517,189 total(indirect: See Footnote)

Holdings

Common Stock
12,164

Footnotes (16)

[F1]The reported securities are directly owned by Cross River Partners LP.
[F10]This constitutes the weighted average purchase price. The prices range from $4.74 to $4.99. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F11]This constitutes the weighted average purchase price. The prices range from $4.80 to $4.96. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F12]This constitutes the weighted average purchase price. The prices range from $4.60 to $4.75. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F13]This constitutes the weighted average purchase price. The prices range from $4.46 to $4.70. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F14]This constitutes the weighted average purchase price. The prices range from $4.19 to $4.31. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F15]The number of Common Shares reported as having been acquired and beneficially owned by the Reporting Persons commencing on July 2, 2019 reflects the Issuer's reverse stock split at a ratio of 12-to-1.
[F16]The reported securities are directly owned by Richard Murphy in his personal capacity.
[F2]The reported securities are directly owned by Cross River Partners LP (the "Partnership"), and may be deemed to be indirectly beneficially owned by: (i) Cross River Capital Management LLC, as the general partner of the Partnership (the "General Partner"); (ii) Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"); and (iii) Richard Murphy, as the managing member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
[F3]This constitutes the weighted average purchase price. The prices range from $0.38 to $0.42. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F4]This constitutes the weighted average purchase price. The prices range from $0.39 to $0.40. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F5]This constitutes the weighted average purchase price. The prices range from $0.42 to $0.43. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F6]This constitutes the weighted average purchase price. The prices range from $0.48 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F7]This constitutes the weighted average purchase price. The prices range from $0.41 to $0.45. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F8]This constitutes the weighted average purchase price. The prices range from $4.51 to $4.82. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
[F9]This constitutes the weighted average purchase price. The prices range from $4.59 to $5.00. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Francesca's Holdings CORP

CIK 0001399935

→

Entity typeother

Related Parties

filerCIK 0001403043

Filing Metadata

Form type: 4
Filed: Jul 10, 8:00 PM ET
Accepted: Jul 11, 5:18 PM ET
Size: 53.3 KB

View on SEC.gov