Plaisance Capital LLC 4
4 · PURE CYCLE CORP · Filed Oct 15, 2019
Insider Transaction Report
Form 4
PURE CYCLE CORPPCYO
Plaisance Capital LLC
10% Owner
Transactions
- Purchase
Common Stock, par value 1/3 of $0.01 per share
2019-10-10$10.78/sh+5,000$53,900→ 3,744,609 total(indirect: See Footnote) - Purchase
Common Stock, par value 1/3 of $0.01 per share
2019-10-11$11.01/sh+5,000$55,050→ 3,749,609 total(indirect: See Footnote) - Purchase
Common Stock, par value 1/3 of $0.01 per share
2019-10-14$10.88/sh+5,000$54,400→ 3,754,609 total(indirect: See Footnote)
Footnotes (2)
- [F1]The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $10.69 to $10.87. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.