Plaisance Capital LLC 4
4 · PURE CYCLE CORP · Filed Sep 14, 2020
Insider Transaction Report
Form 4
PURE CYCLE CORPPCYO
Plaisance Capital LLC
10% Owner
Transactions
- Purchase
Common Stock, par value 1/3 of $0.01 per share
2020-09-10$9.86/sh+22,506$221,909→ 3,924,680 total(indirect: See Footnote) - Purchase
Common Stock, par value 1/3 of $0.01 per share
2020-09-11$9.77/sh+24,107$235,525→ 3,948,787 total(indirect: See Footnote)
Footnotes (1)
- [F1]The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.