LUCAS KENAN 4
4 · Qumu Corp · Filed May 10, 2021
Insider Transaction Report
Form 4
Qumu CorpQUMU
LUCAS KENAN
10% Owner
Transactions
- Award
Restricted Stock Units
2021-05-06+14,967→ 14,967 total(indirect: See footnote)→ Common Stock (14,967 underlying)
Holdings
- 43,099(indirect: See footnote)
Common Stock, $0.01 par value
- 1,367,522(indirect: See footnote)
Common Stock, $0.01 par value
Footnotes (6)
- [F1]These shares are held in an affiliated brokerage account for the benefit of the investors of Harbert Discovery Fund, LP (the "Fund").
- [F2]These shares are held by the Fund. Mr. Lucas may be deemed to beneficially own these shares through his role as the managing director and portfolio manager of the Fund's general partner.
- [F3]Each restricted stock unit represents the contingent right to receive one share of Qumu common stock.
- [F4]The restricted stock units vest on the first business day prior to the 2022 Annual Meeting of Shareholders, provided the Reporting Person continues to provide services to Qumu as a director on that date, subject to certain exceptions.
- [F5]The Reporting Person has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date the restricted stock unit's first vest.
- [F6]The restricted stock units are held for the benefit of the investors of the Fund.