4//SEC Filing
LUCAS KENAN 4
Accession 0000919574-22-003772
CIK 0000892482other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 3:34 PM ET
Size
12.2 KB
Accession
0000919574-22-003772
Insider Transaction Report
Form 4
Qumu CorpQUMU
LUCAS KENAN
10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2022-06-01−14,967→ 0 total(indirect: See footnote)→ Common Stock (14,967 underlying) - Award
Restricted Stock Units
2022-06-02+25,000→ 25,000 total(indirect: See footnote)→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock, $0.01 par value
2022-06-01+14,967→ 58,066 total(indirect: See footnote)
Holdings
- 1,695,785(indirect: See footnote)
Common Stock, $0.01 par value
Footnotes (8)
- [F1]The amount of securities beneficially owned following reported transactions (the "Reported Shares") includes shares of common stock received by Kenan Lucas in lieu of a portion of his annual board compensation. These shares were assigned to Harbert Fund Advisors, Inc. ("HFA"), and are held in an affiliated brokerage account for the benefit of the investors of Harbert Discovery Fund, LP (the "Fund").
- [F2]These shares are held by the Fund. Mr. Lucas may be deemed to beneficially own these shares through his role as the managing director and portfolio manager of the Fund's general partner.
- [F3]Each restricted stock unit represents the contingent right to receive one share of Qumu common stock.
- [F4]The restricted stock units vested on June 1, 2022, which was the first business day prior to the 2022 Annual Meeting of Shareholders.
- [F5]Kenan Lucas has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following June 1, 2022.
- [F6]The restricted stock units vest on the first business day prior to the 2023 Annual Meeting of Shareholders of the Issuer, provided that Kenan Lucas continues to provide services to Qumu as a director on that date, subject to certain exceptions.
- [F7]Kenan Lucas has elected not to defer the delivery of any shares in this grant. All shares not deferred will be paid within 90 days following the date the restricted stock unit's first vest.
- [F8]The restricted stock units are held for the benefit of the investors of the Fund.
Documents
Issuer
Qumu Corp
CIK 0000892482
Entity typeother
Related Parties
1- filerCIK 0001642389
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 3:34 PM ET
- Size
- 12.2 KB