HEARTLAND FINANCIAL USA INC 4
4 · HEARTLAND FINANCIAL USA INC · Filed Nov 10, 2014
Insider Transaction Report
Form 4
ERICKSON KENNETH J
EVP, Chief Credit Officer
Transactions
- Exercise/Conversion
Common Stock
2014-10-30$18.60/sh+2,000$37,200→ 148,915 total - Exercise/Conversion
Non-Qualified Stock Option (Right To Buy)
2014-10-30−2,000→ 0 totalExercise: $18.60Exp: 2018-01-24→ Common Stock (0 underlying)
Holdings
- 6,151(indirect: HTLF Retirement Plan)
Common Stock
- 2,604(indirect: By 401(k))
Common Stock
- 2,000
Non-Qualified Stock Option (Right To Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (2,000 underlying) - 69,875(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Includes 12,242 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third,
- [F2]Includes 7,575 shares of Performance Based Restricted Stock.
- [F3]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F4]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.