Earnings Feed
Start Free
Home/Filings/4/0000920112-14-000065
4//SEC Filing

HEARTLAND FINANCIAL USA INC 4

Accession 0000920112-14-000065

CIK 0000920112operating
View on SEC.govCompany Profile

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 4:51 PM ET

Size

10.5 KB

Accession

0000920112-14-000065

Insider Transaction Report

Form 4
Period: 2014-10-30
HEARTLAND FINANCIAL USA INCHTLF
ERICKSON KENNETH J
EVP, Chief Credit Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2014-10-30$18.60/sh+2,000$37,200→ 148,915 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right To Buy)

    2014-10-30−2,000→ 0 total
    Exercise: $18.60Exp: 2018-01-24→ Common Stock (0 underlying)
Holdings

  • Common Stock

    (indirect: HTLF Retirement Plan)
    6,151

  • Common Stock

    (indirect: By 401(k))
    2,604

  • Non-Qualified Stock Option (Right To Buy)

    Exercise: $29.65Exp: 2017-01-16→ Common Stock (2,000 underlying)
    2,000

  • Common Stock

    (indirect: By Spouse)
    69,875
Footnotes (4)
  • [F1]Includes 12,242 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third,
  • [F2]Includes 7,575 shares of Performance Based Restricted Stock.
  • [F3]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
  • [F4]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000920112

Filing Metadata

Form type
4
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 4:51 PM ET
Size
10.5 KB
View on SEC.gov