Insider · CIK 0001184318

ERICKSON KENNETH J

Reports to the SEC for 1 company · DUBUQUE, IA

sec.gov

Transactions

Companies

Filings

CIK

0001184318

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-11-06	HEARTLAND FINANCIAL USA INCS Sale	EVP, Chief Credit Officer	SSale	−5,000 sh	$38.79	−$194K	146,208
2015-03-10	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+2,050 sh	—	—	151,208
2015-01-20	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+2,050 sh	—	—	150,965
2014-10-30	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right To Buy)M Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−2,000 sh	—	—	0
2014-10-30	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+2,000 sh	$18.60	+$37.2K	148,915
2014-03-11	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+4,100 sh	—	—	146,915
2013-11-04	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+4,000 sh	$21.00	+$84K	0
2013-11-04	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+2,000 sh	$21.60	+$43.2K	142,815
2013-11-04	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−2,000 sh	—	—	0
2013-11-04	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−4,000 sh	—	—	0
2013-01-22	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+4,550 sh	—	—	136,815
2012-08-28	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−4,000 sh	—	—	0
2012-08-28	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+4,000 sh	$19.48	+$77.9K	132,265
2012-03-13	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to buy)M Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−3,000 sh	—	—	0
2012-03-13	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+3,000 sh	$11.84	+$35.5K	128,265
2012-01-17	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+6,500 sh	—	—	125,265
2011-08-11	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−3,000 sh	—	—	3,000
2011-08-11	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+3,000 sh	$11.84	+$35.5K	118,765
2011-08-10	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−2,250 sh	—	—	0
2011-08-10	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+2,250 sh	$8.80	+$19.8K	115,765
2011-02-03	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+3,000 sh	$8.67	+$26K	113,515
2011-02-03	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−3,000 sh	—	—	0
2011-01-18	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+4,500 sh	—	—	110,515
2010-01-19	HEARTLAND FINANCIAL USA INCD Disposition to Issuer	EVP, Chief Credit Officer	DDisposition to Issuer	−1,616 sh	—	—	0
2010-01-19	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+5,000 sh	—	—	107,581
2009-11-06	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+4,500 sh	$12.00	+$54K	102,581
2009-11-06	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−4,500 sh	—	—	0
2008-11-03	HEARTLAND FINANCIAL USA INCS Sale	EVP, Chief Credit Officer	SSale	−7,763 sh	$23.14	−$180K	98,081
2008-10-31	HEARTLAND FINANCIAL USA INCS Sale	EVP, Chief Credit Officer	SSale	−8,237 sh	$23.77	−$196K	0
2005-05-24	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+14K sh	$5.75	+$80.5K	0
2005-05-24	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+4,500 sh	$8.00	+$36K	78,850
2005-05-24	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−14K sh	—	—	0
2005-05-24	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to BuyM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	−4,500 sh	—	—	19,500
2005-05-18	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+8,000 sh	—	—	60,350
2005-02-10	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right to Buy)A Award	EVP, Chief Credit Officer	AAward	+4,000 sh	—	—	4,000
2004-01-20	HEARTLAND FINANCIAL USA INCNon-Qualified Stock Option (Right To Buy)A Award	EVP, Chief Credit Officer	AAward	+4,000 sh	—	—	4,000
2003-02-14	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP, Chief Credit Officer	MExercise/Conversion	+16K sh	$8.00	+$128K	73,497
2002-12-31	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Credit Officer	AAward	+1,000 sh	$12.80	+$12.8K	57,497

Recent filings

Accepted (ET)
Nov 164
HEARTLAND FINANCIAL USA INC0000920112-15-000213
SEC(opens sec.gov)
Mar 134
HEARTLAND FINANCIAL USA INC0000920112-15-000071
SEC(opens sec.gov)
Jan 224
HEARTLAND FINANCIAL USA INC0000920112-15-000022
SEC(opens sec.gov)
Nov 104
HEARTLAND FINANCIAL USA INC0000920112-14-000065
SEC(opens sec.gov)
Mar 124
HEARTLAND FINANCIAL USA INC0001179110-14-005085
SEC(opens sec.gov)
Nov 74
HEARTLAND FINANCIAL USA INC0001179110-13-016271
SEC(opens sec.gov)
Jan 244
ERICKSON KENNETH J0001179110-13-001217
SEC(opens sec.gov)
Aug 294
ERICKSON KENNETH J0001179110-12-013455
SEC(opens sec.gov)
Mar 144
ERICKSON KENNETH J0001179110-12-005013
SEC(opens sec.gov)
Jan 194
ERICKSON KENNETH J0001179110-12-000944
SEC(opens sec.gov)
Aug 124
ERICKSON KENNETH J0001179110-11-012122
SEC(opens sec.gov)
Aug 114
ERICKSON KENNETH J0001179110-11-012031
SEC(opens sec.gov)

Companies

HEARTLAND FINANCIAL USA INCEVP, Chief Credit Officer

Address

1398 CENTRAL AVE.

DUBUQUE, IA, 52001