HEARTLAND FINANCIAL USA INC 4
4 · HEARTLAND FINANCIAL USA INC · Filed May 18, 2017
Insider Transaction Report
Form 4
CONLAN JAMES F
Director
Transactions
- Tax Payment
2016 Director Restricted Stock Unit
2017-05-16−180→ Common Stock (1,295 underlying) - Tax Payment
2016 Director Restricted Stock Unit
2017-05-17−1,295→ Common Stock (0 underlying) - Award
2017 Director Restricted Stock Unit
2017-05-17+125→ 125 total→ Common Stock (125 underlying) - Exercise/Conversion
Common Stock
2017-05-16$47.30/sh+180$8,514→ 4,708 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2017-05-17$45.20/sh+1,295$58,534→ 6,003 total(indirect: By Trust)
Holdings
- 68,699.298(indirect: By Trust)
Common Stock
2016 Director Restricted Stock Unit
→ Common Stock (1,475 underlying)- 4,528(indirect: By Trust)
Common Stock
- 68,699.298(indirect: By Trust)
Common Stock
- 0
2017 Director Restricted Stock Unit
→ Common Stock (0 underlying) - 225,602(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]These shares are held by James F. Conlan Trustee UA Dtd 4-13-04 James F. Conlan Trust.
- [F2]These shares are held by Mary Fuller Conlan Trustee UA Dtd 4-13-04 Mary Fuller Conlan Trust.
- [F3]These shares are held by Mary L. Conlan Trustee UA Dtd 12-31-12 Bridget Fuller Conlan Trust.
- [F4]These shares are held by Mary L. Conlan Trustee UA Dtd 12/31/12 Camille Fuller Conlan Trust.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F6]These restricted Stock Units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.