BRADEN STEVEN M 4
4 · HEARTLAND FINANCIAL USA INC · Filed Jan 22, 2018
Insider Transaction Report
Form 4
BRADEN STEVEN M
EVP, Head of Retail
Transactions
- Award
Common Stock
2018-01-18$47.70/sh+90$4,293→ 90 total
Holdings
2017 Time-Based Restricted Stock
→ Common Stock (654 underlying)2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (399 underlying)2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (327 underlying)
Footnotes (6)
- [F1]Includes shares purchased through the Employee Stock Purchase Plan.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F3]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F4]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
- [F5]Reflects the forfeiture of 255 Performance Based Restricted Stock Units granted but not earned in 2017.
- [F6]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.