BRADEN STEVEN M 4
4 · HEARTLAND FINANCIAL USA INC · Filed Jan 23, 2018
Insider Transaction Report
Form 4
BRADEN STEVEN M
EVP, Head of Retail
Transactions
- Exercise/Conversion
Common Stock
2018-01-19$55.50/sh+218$12,099→ 308 total - Tax Payment
2017 Time-Based Restricted Stock
2018-01-19−218→ Common Stock (436 underlying)
Holdings
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (327 underlying)2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (399 underlying)- 90
Common Stock
2017 Time-Based Restricted Stock
→ Common Stock (654 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- [F2]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
- [F3]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
- [F4]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.