BRADEN STEVEN M 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 15, 2018

Form 4

Period: 2018-03-13

EVP, Head of Retail

Transactions

Award
2018 Time-Based Restricted Stock
2018-03-13$55.25/sh+445$24,586→ 0 total
→ Common Stock (445 underlying)
Award
2018 Performance Based Restricted Stock (3-year performance)
2018-03-13$55.25/sh+593$32,763→ 0 total
→ Common Stock (593 underlying)
Award
2018 Performance Based Restricted Stock (1-year performance)
2018-03-13$55.25/sh+445$24,586→ 0 total
→ Common Stock (445 underlying)

Holdings

Common Stock
308
2018 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (0 underlying)
0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (0 underlying)
0
2017 Time-Based Restricted Stock
→ Common Stock (436 underlying)
0
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (327 underlying)
2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (399 underlying)

Footnotes (7)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
[F3]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
[F4]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
[F5]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
[F6]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
[F7]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.

Documents

1 file