COYLE MICHAEL J 4

4 · HEARTLAND FINANCIAL USA INC · Filed Jan 23, 2020

Form 4

Period: 2020-01-23

EVP Senior General Counsel

Transactions

Exercise/Conversion
Common Stock
2020-01-23$49.61/sh+140$6,945→ 10,938 total
Tax Payment
2017 Time-Based Restricted Stock
2020-01-23$49.61/sh−218$10,815→ 0 total
→ Common Stock (0 underlying)
Tax Payment
2015 Time-Based Restricted Stock
2020-01-23$49.61/sh−350$17,364→ 0 total
→ Common Stock (0 underlying)
Tax Payment
2017 Performance Based Restricted Stock (1-year performance)
2020-01-23$49.61/sh−399$19,794→ 0 total
→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2020-01-23$49.61/sh+225$11,162→ 10,542 total
Exercise/Conversion
Common Stock
2020-01-23$49.61/sh+256$12,700→ 10,798 total

Holdings

2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (327 underlying)
0
2018 Time-Based Restricted Stock
→ Common Stock (305 underlying)
0
Common Stock
10,317
Common Stock
(indirect: By 401(k))
1,000
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (103 underlying)
0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (609 underlying)
0
2017 Time-Based Restricted Stock
→ Common Stock (218 underlying)
0
2015 Time-Based Restricted Stock
→ Common Stock (350 underlying)
0
2017 Performance Based Restricted Stock (1-year performance)
→ Common Stock (399 underlying)
0

Footnotes (8)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
[F3]These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
[F4]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
[F5]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
[F6]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
[F7]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
[F8]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.

Documents

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