COYLE MICHAEL J 4

4 · HEARTLAND FINANCIAL USA INC · Filed Mar 19, 2020

Form 4

Period: 2020-03-19

EVP Senior General Counsel

Transactions

Tax Payment
2017 Performance Based Restricted Stock (3-year performance)
2020-03-19$32.57/sh−137$4,462→ 137 total
→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2020-03-19$32.57/sh+137$4,462→ 11,182 total

Holdings

Common Stock
11,045
2017 Time-Based Restricted Stock
→ Common Stock (0 underlying)
0
Common Stock
(indirect: By 401(k))
1,000
2017 Performance Based Restricted Stock (3-year performance)
→ Common Stock (327 underlying)
0
2018 Performance Based Restricted Stock (1-year performance)
→ Common Stock (103 underlying)
0
2018 Performance Based Restricted Stock (3-year performance)
→ Common Stock (609 underlying)
0
2018 Time-Based Restricted Stock
→ Common Stock (107 underlying)
107

Footnotes (6)

[F1]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F2]These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
[F3]Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
[F4]These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
[F5]These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
[F6]Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.

Documents

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