FALB MARK C 4

4 · HEARTLAND FINANCIAL USA INC · Filed Jun 8, 2020

Form 4

Period: 2020-06-05

Director

Transactions

Exercise/Conversion
Common Stock
2020-06-05$33.93/sh+607$20,596→ 1,997 total
Exercise/Conversion
Common Stock
2020-06-05$33.93/sh+1,705$57,851→ 3,702 total
Exercise/Conversion
2019 Director Restriced Stock Units
2020-06-05$33.93/sh−1,705$57,851→ 1,705 total
→ Common Stock (0 underlying)
Exercise/Conversion
2019 Director Restriced Stock Units (retainer)
2020-06-05$33.93/sh−607$20,596→ 607 total
→ Common Stock (0 underlying)

Holdings

Common Stock
(indirect: By Trust)
68,856
Common Stock
(indirect: By Trust)
40,018
2019 Director Restriced Stock Units (retainer)
→ Common Stock (607 underlying)
0
2020 Director Restricted Stock Units
→ Common Stock (2,424 underlying)
0
Common Stock
1,390
2019 Director Restriced Stock Units
→ Common Stock (1,705 underlying)
0
2020 Director Restricted Stock Units (retainer)
→ Common Stock (720 underlying)
0

Footnotes (5)

[F1]These shares are held by Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee
[F2]These shares area held by Mark C. Falb Revocable Trust, Mark C. Falb Trustee
[F3]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
[F4]These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
[F5]These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.

Documents

1 file