4//SEC Filing
White Duane E 4
Accession 0000920112-25-000028
CIK 0000920112other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:23 PM ET
Size
11.3 KB
Accession
0000920112-25-000028
Insider Transaction Report
Form 4
White Duane E
Director
Transactions
- Disposition to Issuer
Common Stock
2025-01-31−16,244→ 0 total(indirect: By IRA) - Disposition to Issuer
2024 Time-Based Restricted Stock Units
2025-01-31−1,671→ 0 total→ Common Stock (1,671 underlying) - Disposition to Issuer
Common Stock
2025-01-31−6,704→ 0 total - Disposition to Issuer
Common Stock
2025-01-31−3,680→ 0 total(indirect: By Trust)
Footnotes (5)
- [F1]Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
- [F2]Shares are registered in the name of PTC Custodian FBO Duane E White IRA.
- [F3]Shares held as Private Trust Company, custodian Duane E White IRA
- [F4]Each HTLF RSU Award represents a contingent right to receive one share of HTLF common stock.
- [F5]Upon the Effective Time: HTLF RSU Award became fully vested and was cancelled and converted into the right to receive shares of UMB common stock equal to the number of shares of of HTLF common stock subject to such award multiplied by the Exchange Ratio.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001454344
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:23 PM ET
- Size
- 11.3 KB