4//SEC Filing
COHEN PETER A 4
Accession 0000921895-11-000058
CIK 0001373988other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 6:28 PM ET
Size
27.3 KB
Accession
0000921895-11-000058
Insider Transaction Report
Form 4
RAMIUS LLC
10% Owner
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP)
Ramius LLC
10% Owner
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.)
COHEN PETER A
10% OwnerOther
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd)
STARK MORGAN B
10% OwnerOther
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP)
STRAUSS THOMAS W
10% OwnerOther
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP)
SOLOMON JEFFREY M
10% OwnerOther
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP)
COWEN GROUP, INC.
10% Owner
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP)
C4S & CO LLC
10% Owner
Transactions
- Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−67,855$371,350→ 691,423 total(indirect: By Ramius Enterprise Master Fund Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−12,400$67,861→ 126,370 total(indirect: By Ramius Private Select Ltd) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−74,890$409,851→ 763,150 total(indirect: By RCG Baldwin, L.P.) - Sale
Common Stock, $.0001 par value
2011-01-05$5.47/sh−3,355$18,361→ 34,210 total(indirect: By Ramius Select Equity Fund LP)
Footnotes (7)
- [F1]Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
- [F2]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F3]Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). As the sole member of Ramius Advisors, LLC (Ramius Advisors), the investment advisor of Enterprise Master Fund, Ramius LLC (Ramius) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the sole member of Ramius, Cowen Group, Inc. (Cowen) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As a significant shareholder of Cowen, RCG Holdings LLC (RCG Holdings) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the managing member of RCG Holdings, C4S & Co., L.L.C. (C4S) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- [F4](Continued from previous footnote) As the managing members of C4S, each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
- [F5]Shares of Common Stock beneficially owned by Ramius Private Select Ltd (Private Select). As the sole member of Ramius Advisors, the investment advisor of Private Select, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Private Select.
- [F6]Shares of Common Stock beneficially owned by RCG Baldwin, L.P. (Baldwin). As the sole member of Ramius Advisors, the general partner of Baldwin, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Baldwin.
- [F7]Shares of Common Stock beneficially owned by Ramius Select Equity Fund LP (Select Equity Fund). As the sole member of Ramius Advisors, the general partner of Select Equity Fund, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Select Equity Fund.
Documents
Issuer
Essex Rental Corp.
CIK 0001373988
Entity typeother
Related Parties
1- filerCIK 0001042589
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 6:28 PM ET
- Size
- 27.3 KB