|4Jun 4, 4:23 PM ET

Rudolph Barry 4

4 · FALCONSTOR SOFTWARE INC · Filed Jun 4, 2019

Insider Transaction Report

Form 4
Period: 2019-05-31
Transactions
  • Award

    Common Stock

    2019-05-31+4,415,8384,451,801 total
Footnotes (1)
  • [F1]The restricted shares vest as follows: 2.5% of the shares vested immediately upon grant on May 31, 2019 (the "Grant Date"); 2.5% of the shares shall vest on the first anniversary of the Grant Date; 2.5% of the shares shall vest on the second anniversary of the Grant Date; 2.5% of the shares will vest on the third anniversary of the grant date; 45% of the shares shall vest upon preferred investors receiving cash proceeds in return on their invested capital in the Issuer; and 45% of the shares shall vest upon a change of control of the Issuer.

Documents

1 file
  • 4
    form404637006rud_06042019.xmlPrimary

    OWNERSHIP DOCUMENT