GEH Capital Inc. 4
4 · GlassBridge Enterprises, Inc. · Filed Jan 5, 2021
Insider Transaction Report
Form 4
Hall George E.
DirectorOther
Transactions
- Purchase
Common Stock
2020-12-31+250→ 7,578 total(indirect: See footnotes)
Footnotes (3)
- [F1]Represents the transfer of 250 shares of common stock from Robert Torricelli to CSO (as defined below) in exchange for the forgiveness of a loan in the principal amount of $500,000 plus interest.
- [F2]The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI.
- [F3]Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.