4//SEC Filing
Funicular Funds, LP 4
Accession 0000921895-22-002200
CIK 0000907654other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 7:17 PM ET
Size
12.6 KB
Accession
0000921895-22-002200
Insider Transaction Report
Form 4
Funicular Funds, LP
10% OwnerOther
Transactions
- Other
Put Option
2022-07-01+14,500→ 1,450,000 totalExercise: $2.50From: 2022-12-16Exp: 2022-12-16→ Common Stock (1,450,000 underlying) - Other
Common Stock
2022-07-01+2,580,452→ 2,580,452 total - Other
Common Stock
2022-07-01−2,580,452→ 2,580,452 total(indirect: By the Funicular Fund, LP) - Other
Put Option
2022-07-01−14,500→ 0 total(indirect: By the Funicular Fund)Exercise: $2.50From: 2022-12-16Exp: 2022-12-16→ Common Stock (1,450,000 underlying)
Footnotes (3)
- [F1]This Form 4 is filed by Funicular Funds, LP (the "Reporting Person" or the "Fund"). The Reporting Person, the Funicular Fund ("Funicular"), Cable Car Capital LLC ("Cable Car") and Jacob Ma- Weaver may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person, Funicular and Cable Car and Mr. Ma-Weaver disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- [F2]Represents securities directly owned by the Fund. Funicular, as a feeder fund to the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Cable Car, as the general partner of the Fund, may be deemed to beneficially own the securities directly owned by the Fund. Mr. Ma-Weaver, as the Managing Member of Cable Car, may be deemed to beneficially own the securities directly owned by the Fund.
- [F3]The reported transactions involved a transfer of 2,580,452 shares of the Issuer's Common Stock and European-style put options referencing an aggregate of 1,450,000 Shares by Funicular to the Fund in a transaction exempt from Section 16, pursuant to Rule 16a-13 or otherwise.
Documents
Issuer
ARCA biopharma, Inc.
CIK 0000907654
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001937147
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 7:17 PM ET
- Size
- 12.6 KB