Kanen David 4

4 · ONE Group Hospitality, Inc. · Filed May 4, 2023

Form 4

Period: 2023-05-02

10% OwnerOther

Transactions

Exercise of In-Money
Warrants (right to buy)
2023-05-02−125,000→ 0 total(indirect: Philotimo Fund, LP)
Exercise: $1.63Exp: 2023-05-15→ Common Stock, par value $0.0001 (125,000 underlying)
Exercise of In-Money
Common Stock, par value $0.0001
2023-05-02$1.63/sh+125,000$203,750→ 1,970,000 total(indirect: Philotimo Fund, LP)

Holdings

Common Stock, par value $0.0001
20,237
Common Stock, par value $0.0001
(indirect: By LLC)
2,486,141
Common Stock, par value $0.0001
(indirect: Philotimo Focused Growth & Income Fund)
121,554

Footnotes (5)

[F1]This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
[F2]Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
[F3]Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.
[F4]Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
[F5]Immediately exercisable.

Documents

1 file