4//SEC Filing
Hall George E. 4
Accession 0000921895-23-002259
CIK 0001014111other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 5:33 PM ET
Size
11.6 KB
Accession
0000921895-23-002259
Insider Transaction Report
Form 4
Clinton Special Opportunities Master Fund Ltd.
DirectorOther
Transactions
- Sale
Common Stock
2023-09-25$164.95/sh−7,578$1,250,000→ 0 total(indirect: See footnotes)
GEH Capital Inc.
DirectorOther
Transactions
- Sale
Common Stock
2023-09-25$164.95/sh−7,578$1,250,000→ 0 total(indirect: See footnotes)
Hall George E.
DirectorOther
Transactions
- Sale
Common Stock
2023-09-25$164.95/sh−7,578$1,250,000→ 0 total(indirect: See footnotes)
CLINTON GROUP INC
DirectorOther
Transactions
- Sale
Common Stock
2023-09-25$164.95/sh−7,578$1,250,000→ 0 total(indirect: See footnotes)
Footnotes (3)
- [F1]The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI.
- [F2]On September 25, 2023, the Reporting Persons entered into a redemption agreement (the "Redemption Agreement") with the Issuer. Under the terms of the Redemption Agreement, the Reporting Persons sold an aggregate of 7,578 Shares to the Issuer in exchange for cash proceeds of $1,250,000 and mutual releases, subject to certain exceptions.
- [F3]As of September 25, 2023, the Reporting Persons ceased to be members of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Documents
Issuer
GlassBridge Enterprises, Inc.
CIK 0001014111
Entity typeother
Related Parties
1- filerCIK 0001566939
Filing Metadata
- Form type
- 4
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 5:33 PM ET
- Size
- 11.6 KB