VIA NET WORKS INC 4
4 · VIA NET WORKS INC · Filed Mar 10, 2000
Insider Transaction Report
Form 4
GOLDMAN ADAM
Director
Transactions
- Conversion
Common Stock
2000-02-16→ 0 total(indirect: (2)) - Purchase
Common Stock
2000-02-16→ 10,000 total - Conversion
Series A Preferred
2000-02-16−0Exercise: $1.00→ Common Stock (0 underlying) - Conversion
Series B-1 Preferred Stock
2000-02-16−0Exercise: $1.00→ Common Stock (0 underlying) - Conversion
Series C-1 Preferred Stock
2000-02-16−0Exercise: $1.00→ Common Stock (0 underlying)
Footnotes (2)
- [1]Each share of Series A, Series B-1 and Series C-1 Preferred Stock by the reporting person automatically converted into one share of Common Stock upon the closing of the issuer's initial public offering.
- [2]Mr. Adam Goldman is a director of the Issuer and one of the five general partners of Centennial Holdings V, L.P., a Delaware limited partnership ("Holdings V"), which is the sole general partner of Centennial Fund V, L.P., a Delaware limited partnership ("Fund V"). Prior to the Issuer's initial public offering, Fund V held 318,872 shares of the Issuer's Series A preferred stock, 2,486,934 shares of the Issuer's Series B preferred stock and 1,200,000 shares of the Issuer's Series C preferred stock. Each of such shares of preferred stock converted into one share of the Issuer's Common Stock as a result of the Issuer's initial public offering. By virtue of the relationships described above, Holdings V may be deemed to control Fund V and possess indirect beneficial ownership of the securities of the Issuer directly beneficially held by Fund V. Holdings V is also the sole general partner of Centennial Entrepreneurs Fund V, L.P. ("Entrepreneurs V"), and may be deemed to control Entrepreneurs V and possess indirect beneficial ownership of the Issuer's securities directly beneficially owned by Entrepreneurs V. Prior to the Issuer's initial public offering, Entrepreneurs V held 9,901 shares of the Issuer's Series A preferred stock, 77,173 shares of the Issuer's Series B preferred stock and 37,200 shares of the Issuer's Series C preferred stock. Each of such shares of preferred stock converted into one share of the Issuer's Common Stock as a result of the Issuer's initial public offering. Mr. Goldman is also one of the five managing principals of Centennial Holdings VI, LLC, a Delaware limited liability company ("Holdings VI"), which in turn is the sole general partner of Centennial Fund VI, L.P., a Delaware limited partnership ("Fund VI"). Prior to the Issuer's initial public offering, Fund VI held 3,189,792 shares of the Issuer's Series C preferred stock, which were converted into Common Stock as a result of the Issuer's initial public offering. By virtue of the relationships described above, Holdings VI may be deemed to control Fund VI and possess indirect beneficial ownership of the securities of the Issuer directly beneficially held by Fund VI. Holdings VI is also the sole general partner of Centennial Entrepreneurs Fund VI, L.P. ("Entrepreneurs VI"), and may be deemed to control Entrepreneurs VI and possess indirect beneficial ownership of the Common Stock held by Entrepreneurs VI. Prior to the Issuer's initial public offering, Entrepreneurs VI held 79,745 shares of the Issuer's Series C preferred stock, which were converted into Common Stock as a result of the Issuer's initial public offering. By virtue of the relationships described above and his roles with Fund V and Holdings V, Fund VI and Holdings VI, Mr. Goldman may be deemed to control Holdings V, Fund V, Entrepreneurs V, Holdings VI, Fund VI and Entrepreneurs VI and may be deemed to possess indirect beneficial ownership of the Issuer securities held by Fund V, Entrepreneurs V, Fund VI and Entrepreneurs VI (collectively, the "Stockholders"). However, Mr. Goldman, acting alone, does not have voting or investment power with respect to the Issuer securities directly beneficially held by the Stockholders, and, as a result, Mr. Goldman disclaims beneficial ownership of the Issuer securities directly beneficially owned by the Stockholders except to the extent of Mr. Goldman's indirect pecuniary interest in the Stockholders.